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Privacy Act System Notice 09-20-0103

System name:  Alien Tuberculosis Follow-up Program.  HHS/CDC/NCID.
Security classification:  None.
System location:  Office of the Director, Division of Quarantine, National Center for Infectious Diseases, Corporate Square, Bldg. 10, Rm. 1209, Centers for Disease Control and Prevention, 1600 Clifton Road, NE, Atlanta, GA  30333.
Categories of individuals covered by the system:  Immigrant and refugee aliens with Tuberculosis.
Categories of records in the system:  Medical history.
Authority for maintenance of the system:  Public Health Service Act, Section 325, "Examination of Aliens" (42 U.S.C. 252); and the Immigration and Nationality Act, Section 212(g), "Application for Waiver of Grounds of Inadmissibility" (8 U.S.C. 1182(g)).
Purpose(s):  To provide a record system for the surveillance and periodic medical evaluation of immigrant aliens with tuberculosis.
Routine uses of records maintained in the system, including categories of users and the purposes of such uses:  Disclosure may be made to State health departments, city health departments or the courts, private physicians or other health care facilities that will provide medical care for the immigrant alien.
Disclosure may be made to a congressional office from the record of an individual in response to a verified inquiry from the congressional office made at the written request of that individual.
In the event of litigation where the defendant is:  (a) the Department, any component of the Department, or any employee of the Department in his or her official capacity; (b) the United States where the Department determines that the claim, if successful, is likely to directly affect the operations of the Department or any of its components; or (c) any Department employee in his or her individual capacity where the Department of Justice has agreed to represent such employee, for example, in defending a claim against the Public Health Service based upon an individual's mental or physical condition and alleged to have arisen because of activities of the Public Health Service in connection with such individual, disclosure may be made to the Department of Justice to enable that Department to present an effective defense, provided that such disclosure is compatible with the purpose for which the records were collected.
Records may be disclosed by CDC in connection with public health activities to the Social Security Administration for sources of locating information to accomplish the research or program purposes for which the records were collected.
CDC is authorized to share information on aliens with the Social Security Administration to determine eligibility for benefits, pursuant to Section 1631 (e) of the Social Security Act as amended by Public Law 103-296, or as otherwise provided for in the Social Security Act.
Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:
Storage:  Card files and computer tapes/disks and printouts.
Retrievability:  Records are retrieved by name, Alien Registration Number, and by year of birth.
1. Authorized Users:  A database security package is implemented on CDC's mainframe computer to control unauthorized access to the system.  Attempts to gain access by unauthorized individuals are automatically recorded and reviewed on a regular basis.  Access is granted to only a limited number of physicians, scientists, statisticians, and designated support staff of the Centers for Disease Control and Prevention (CDC), or its contractors, as authorized by the system manager to accomplish the stated purposes for which the data in this system have been collected.
2. Physical Safeguards:  Access to the CDC Clifton Road facility where the mainframe computer is located is controlled by a cardkey system.  Access to the computer room is controlled by a cardkey and security code (numeric keypad) system.  Access to the data entry area is also controlled by a cardkey system. The hard copy records are kept in locked cabinets in locked rooms.  The local fire department is located nearby.  The computer room is protected by an automatic sprinkler system, automatic sensors (e.g., water, heat, smoke, etc.) are installed, and portable fire extinguishers are located throughout the computer room.  The system is backed up on a nightly basis with copies of the files stored off site in a secure fireproof safe.  The 24-hour guard service in buildings provides personnel screening of visitors.  Electronic anti-intrusion devices are in effect at the Federal Records Center.
3. Procedural Safeguards:  Protection for computerized records both on the mainframe and the CIO Local Area Network (LAN) includes programmed verification of valid user identification code and password prior to logging on to the system, mandatory password changes, limited log-ins, virus protection, and user rights/file attribute restrictions.  Password protection imposes user name and password log-in requirements to prevent unauthorized access.  Each user name is assigned limited access rights to files and directories at varying levels to control file sharing.  There are routine daily backup procedures and Vault Management System for secure off-site storage is available for backup tapes.  To avoid inadvertent data disclosure, “degaussing” is performed to ensure that all data are removed from Privacy Act computer tapes and/or other magnetic media.  Additional safeguards may be built into the program by the system analyst as warranted by the sensitivity of the data.
CDC and contractor employees who maintain records are instructed to check with the system manager prior to making disclosures of data.  When individually identified data are being used in a room, admittance at either CDC or contractor sites is restricted to specifically authorized personnel.  Privacy Act provisions are included in contracts, and the CDC Project Director, contract officers and project officers oversee compliance with these requirements.  Upon completion of the contract, all data will be either returned to CDC or destroyed, as specified by the contract.
4. Implementation Guidelines:  The safeguards outlined above are developed in accordance with Chapter 45-13, "Safeguarding Records Contained in Systems of Records," of the HHS General Administration Manual; and Part 6, "Automated Information System Security," of the HHS Information Resources Management Manual.  FRC safeguards are in compliance with GSA Federal Property Management Regulations, Subchapter B--Archives and Records.  Data maintained in CDC Atlanta’s Processing Center are in compliance with OMB Circular A-130, Appendix III.  Security is provided for information collection, processing, transmission, storage, and dissemination in general support systems and major applications.  The CIO LAN currently operates under Novell Netware v 4.11 and is in compliance with “CDC & ATSDR Security Standards for Novell File Servers.”
Retention and disposal:  Card files are maintained in agency for two years.  Destroyed by paper recycling process after 2 years.  Computer file maintained 4 years at CDC.  Records destroyed by erasing tape after 4 years.
System manager(s) and address:  Director, Division of Quarantine, National Center for Infectious Diseases, Prevention Services, Corporate Square, Bldg. 10, Rm. 1207, MS E03, Centers for Disease Control and Prevention, 1600 Clifton Road, NE, Atlanta, GA  30333.
Notification procedure:  An individual may learn if a record exists about himself or herself by contacting the system manager at the address above.  Requesters in person must provide driver's license or other positive identification.  Individuals who do not appear in person must either:  (1) submit a notarized request to verify their identity; or (2) certify that they are the individuals they claim to be and that they understand that the knowing and willful request for or acquisition of a record pertaining to an individual under false pretenses is a criminal offense under the Privacy Act subject to a $5,000 fine.
An individual who requests notification of or access to medical records shall, at the time the request is made, designate in writing a responsible representative who is willing to review the record and inform the subject individual of its contents at the representative's discretion.
A parent or guardian who requests notification of, or access to, a child's medical record shall designate a family physician or other health professional (other than a family member) to whom the record, if any, will be sent.  The parent or guardian must verify relationship to the child by means of a birth certificate or court order, as well as verify that he or she is who he or she claims to be.
The following information must be provided when requesting notification:  (1) full name; (2) the approximate date and place of the study, if known; and (3) nature of the questionnaire or study in which the requester participated.
Record access procedures:  Same as notification procedures.  Requesters should also reasonably specify the record contents being sought.  An accounting of disclosures that have been made of the record, if any, may be requested.
Contesting record procedures:  Contact the official at the address specified under System Manager above, reasonably identify the record and specify the information being contested, the corrective action sought, and the reasons for requesting the correction, along with supporting information to show how the record is inaccurate, incomplete, untimely, or irrelevant.
Record source categories:  Information obtained from alien's visa medical documents at port of entry by Quarantine Inspectors.
Systems exempted from certain provisions of the act:  None.

[Federal Register: November 24, 1986 (Volume 51, Number 226)] [Notices] [Page 42462-42463] (PDF - 889 Kb)


  • Page last updated: April 11, 2012
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