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Small Business Innovation Research (SBIR)

News Flash: HHS Reissues PHS 2013-02 SBIR and STTR Omnibus Grant Solicitations Implementing Venture Capital Provision and SBA Company Registry Requirement of the SBIR/STTR Reauthorization Act of 2011.

The Small Business Innovation Research (SBIR) program is a set-aside program (2.7% of an agency's extramural budget in FY2013) for domestic small business concerns to engage in Research/Research and Development (R/R&D) that has the potential for commercialization and public benefit. The SBIR program was established under the Small Business Innovation Development Act of 1982 (P.L. 97-219). In December of 2011, the program was re-authorized through FY2017 by the 2012 Defense Authorization Act (P.L.112-81).

CDC’S Small Business Innovation Research (SBIR) program functions to promote Research and Development (R&D) from small businesses, where innovation and innovators thrive, in order to effectively support the health promotion and disease prevention needs and goals of CDC.

Today, CDC’s SBIR program is under the stewardship of the Office of the Associate Director for Science, Office of Science Quality (OSQ). This office is committed to ensuring a competitive award process that results in projects of scientific excellence and technological innovation with the potential for commercialization.


About the SBIR Program


The SBIR Program was established by Congress in 1982 to provide increased opportunities for small businesses to participate in R&D, to increase employment, and to improve U.S. competitiveness.

The program's specific objectives are to:

  • Use small businesses to stimulate technological innovation,
  • Strengthen the role of small business in meeting Federal R/R&D needs,
  • Increase private sector commercialization of innovations developed through Federal SBIR R&D,
  • Increase small business participation in Federal R/R&D, and
  • Foster and encourage participation by socially and economically disadvantaged small business concerns and women-owned business concerns in the SBIR program.

Eligible Institutions/Organizations:


Only United States small business concerns (SBCs) are eligible to submit SBIR applications. A SBC is one that, on the date of award for both Phase I and Phase II funding agreements, meets ALL of the criteria as described in the current SBIR parent funding opportunity announcement available at the NIH Small Business Funding Opportunities website.


Three Phases of SBIR


Funding is awarded competitively and is available for only Phases I and II of the SBIR program:

  • Phase I awards projects up to $150,000 for approximately 6 months to support exploration of the technical merit or feasibility of an idea or technology.
  • Phase II awards projects that expand Phase I results. Awards are for up to $1,000,000 for a time period of up to 2 years. During this time, the R&D work is performed and the developer evaluates commercialization potential.
  • Phase III is the period during which Phase II innovation moves from the laboratory into the marketplace. No SBIR funds support Phase III. The small business must find funding in the private sector or other non-SBIR federal agency funding.

SBIR Report Fraud, Waste and Abuse

The Office of Inspector General Hotline accepts tips from all sources about potential fraud, waste, abuse and mismanagement in Department of Health & Human Services programs. The reporting individual should indicate that the fraud, waste and/or abuse concerns an SBIR grant or contract, if relevant.

Visit the OIG Report Fraud website for additional information.




For more information concerning the most current SBIR funding opportunities, please visit the following NIH website. For information about individual funded projects, see the NIH RePORTER.

Please direct all inquiries to: Office of Science Quality, osq@cdc.gov, 404-639-4621.

 
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  • Page last reviewed: January 6, 2014
  • Page last updated: July 8, 2013
  • Content source: Office of the Associate Director for Science
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