Integrating Social Determinants of Health With Treatment and Prevention: A New Tool to Assess Local Area Deprivation

We assessed the appropriate geographic scale to apply an area deprivation index (ADI), which reflects a geographic area’s level of socioeconomic deprivation and is associated with health outcomes, to identify and screen patients for social determinants of health. We estimated the relative strength of the association between the ADI at various geographic levels and a range of hospitalization rates by using age-adjusted odds ratios in an 8-county region of New York State. The 10-km local ADI estimates had the strongest associations with all hospitalization rates (higher odds ratios) followed by estimates at 20 km, 30 km, and the regional scale. A locally sensitive ADI is an ideal measure to identify and screen for the health care and social services needs and to advance the integration of social determinants of health with clinical treatment and disease prevention.


Objectives
As the health care system shifts toward value-based planning and purchasing, new tools are needed to integrate social determinants of health into clinical and preventive care to improve population health and reduce health care disparities. An area deprivation index (ADI) is a multidimensional evaluation of a region's socioeconomic conditions, which have been linked to health outcomes (1)(2)(3)(4)(5)(6). We have refined the ADI, testing its association with health outcomes at various geographic levels. A simple-to-use tool such as the ADI can provide an efficient mechanism to alert health care providers to screen and refer patients for problems related to social determinants of health.

Methods
We examined the relative strength of the association between a locally calibrated ADI with regional scale metrics and 4 hospitalization rates in New York's Hudson Valley, an area that comprises 8 counties and is home to 2.3 million residents. The ADI, which is a composite measure of 17 census variables designed to describe socioeconomic disadvantage based on income, education, household characteristics, and housing (Box), was refined and provided by the University of Wisconsin's Health Innovation Program and is available for the entire United States (7).
The opinions expressed by authors contributing to this journal do not necessarily reflect the opinions of the U.S. Department of Health , codes 460-519), circulatory system (ICD-9 codes 390-459), and mental disorders (ICD-9 codes 290-319). These data were available to us only in zip code aggregates, which were then converted to zip code tabulation areas (ZCTAs) to match our other data sets for analysis. Indirect age-adjustment was applied by using New York State as the standard population. We used ArcGIS 10.2 (ESRI) to spatialize and map ADI and health data.
ADI values were dichotomized as the top 15% (the highest level of deprivation) and the bottom 85% according to the national threshold of 15% established by Kind et al, who found this level to be closely associated with Medicare rehospitalization rates across the country (5). Regional-level ADI was characterized by recalculating percentiles and the 15% threshold by using data from the Hudson Valley study area. Local-scale ADI was calculated by assigning each ZCTA a percentile value for ADI relative to the ZCTAs within a 10-km, 20-km, and 30-km radius. This created a type of "moving window" across the study area. If the central ZCTA was in the top 15% of ADI values when compared with its neighbors, it was flagged as having a high level of local deprivation ( Figure 1). To validate ADI metrics, age-adjusted odds ratios were calculated by using SPSS (IBM Corp) on the various ADI measures serving as the exposures and hospitalizations for the selected major diagnostic categories serving as outcomes to assess the relative strengths of the associations.

Results
The 10-km local ADI estimates had the strongest associations with all hospitalization rates (higher odds ratios) followed by estimates at 20 km, 30 km, and the regional scale, respectively (Table). A locally adjusted ADI, at least for the Hudson Valley, was more strongly associated with health outcomes than those scaled at higher geographic levels. Figure 2 depicts hospitalization rates and local ADI values above the 15% threshold.

Discussion
These findings support the need for locally sensitive relative deprivation measures; national and regional approaches do not appear to properly model the potential impact of area deprivation on health outcomes in a smaller study area. These results are striking, but they should be updated and tested for their applicability to other parts of the United States. Using smaller, more homogeneous units of aggregation (eg, census tract) may improve these findings. Also, because this was an ecological study, it was not possible to disentangle the contextual and compositional factors that may be driving these associations. However, making a simple and reliable indicator of area deprivation available to health care providers could aid in providing useful and appropriate treatment. If aligned with a patient's ZCTA, an indicator such as the ADI can facilitate referrals to local community resources and improve access to health and social services, particularly for underserved populations. Kind et al. suggested that "clinicians and health systems could, at the point of first contact, use the ADI to screen for patients returning to the most challenging environments. This would support the early targeting of more intensive transitional care services, prompt discussion of socioeconomic environment and need, and activate additional community resources for these patients" (5). Employing a dichotomized and automated "flag" for deprivation, particularly if incorporated into electronic health records, could ease the identification of social determinants of health issues and facilitate access to resources in a patient's local community.
As large health care systems, including accountable care organizations, transition toward value-based planning and purchasing -in a shift from volume to value -identifying and addressing the social determinants of health of the populations they serve will become essential. In New York State, for example, beginning in 2018 Medicaid providers and their community-based partners will be required to implement, and will be reimbursed for, one or more interventions related to social determinants of health (8). Similar plans are underway in other states and nationally through the Medicare program (9,10). These types of initiatives, which will depend on reliable data such as a locally sensitive ADI, can improve access to health and social services in underserved populations, allow safety-net providers and other providers to more efficiently target their resources, and advance the integration of social determinants of health into clinical treatment and disease prevention.