APPLICATION FOR LICENSE TO
PUBLIC HEALTH SERVICE INVENTIONS
Thank you for your interest in the technology transfer activities of
the U.S. Public Health Service. Your answers to the following questions
will provide the foundation for licensing decisions. Please return this
form and the required attachments to: Technology Transfer Office, Centers
for Disease Control and Prevention, 4770 Buford Hwy, Mailstop K79,
Atlanta, GA 30341.
Identification of Inventions(s) For Which License is Sought (Complete
all relevant sections)
U.S. Patent Application(s) Serial Number(s), Filing Date(s), and Patent
Number(s) (if issued):
Title of Patent Application(s):
Biological Material(s):
Inventor(s):
Source from which you learned of availability of a license to the
present invention(s):
Information About Applicant
1. Name & Address of Applicant:
2. Name, title, address, phone and FAX numbers of Applicant's licensing
representative:
3. Is Applicant a U.S. Corporation? _____ yes _____ no
If no, state country of origin:
________________________________________
State of incorporation or citizenship (if an individual):
________________________________________
4. Is Applicant a Small Business Firm? _____ yes _____ no
Type of License Sought
_____ Exclusive Commercialization License _____ Coexclusive
Commercialization License
_____ Nonexclusive Commercialization License _____ Nonexclusive
Internal Commercial Use
License
(internal use only—no right to sell or otherwise distribute
materials)
______ Commercial Evaluation License _____ Nonexclusive Biological
Materials License
(for a limited-term evaluation) (for materials not covered under a
patent or patent application)
Proposed Field(s) of Use:
ON SEPARATE ATTACHMENTS TO THIS APPLICATION, PLEASE PROVIDE THE
FOLLOWING INFORMATION:
I. Description of Applicant
Include nature and type of applicant's business; number of employees;
corporate/divisional
commitment to R&D, production, sales & marketing; financial
resources; products or services successfully commercialized and any unique
capabilities of your company relative to the licensed technology. (If a
prior license application has been submitted to the Technology Transfer
Office within the past year, you may reference that application for the
company description.)
II. Other Licenses and Use of the Invention
Identify any licenses previously granted to the Applicant under
federally owned inventions. Also, identify, to the best of Applicant's
knowledge, the extent to which the invention for which a license is sought
is being practiced by private industry or Government, or is otherwise
available commercially.
III. Proposed License Terms
Include definitions of licensed products, processes or methods;
geographic territories; duration of license; claims (if known) of
patent/patent application under which the proposed licensed technology
would fall; and other terms for which you wish to make a proposal at this
time.
IV. Research, Development and Marketing Plan
Include description of product(s) or method(s) to be developed with the
licensed technology and, for each product or method to be developed, a
description of expected product research and development programs,
including (where relevant) major preclinical, clinical, regulatory,
manufacturing and marketing stages; monetary and personnel commitments for
each development stage; and the projected time to accomplish each stage of
commercial development. If you will be using the licensed technology in
house but will not be directly commercializing the licensed technology or
providing a service based on the technology, you need only describe the
research program in which the licensed technology will be utilized.
V. Market Analysis
Include relevant market segment(s) the licensed technology will serve
when commercialized; market size and projected growth of relevant markets
during the duration of the license; estimated market share once product is
introduced; and sales projections based on market share analysis. (THIS
INFORMATION NEED NOT BE PROVIDED IN APPLICATIONS FOR COMMERCIAL EVALUATION
LICENSES OR NONEXCLUSIVE COMMERCIAL RESEARCH LICENSES.)
VI. Other Information Which You Believe Will Support a Determination to
Grant the Requested License
VII. For Applicants for Exclusive or Partially Exclusive Licenses
ONLY
A detailed statement as to 1) why Federal and public interests will be
best served by exclusive licensing of this invention; 2) why expeditious
practical application of the invention is unlikely to occur under a
nonexclusive license; 3) why the exclusive licensing of this invention is
a reasonable and necessary incentive to attract investments of risk
capital; 4) why the exclusive licensing of this invention will not tend
substantially to lessen competition or result in undue market
concentration; and 5) why the proposed license terms and scope of
exclusivity are not greater than reasonably necessary.
I certify, to the best of my knowledge, that all of the information
provided on this application
and on attachments to this application is true and accurate.
___________________________________________________________________
________________
Signature of Applicant or Authorized
Representative Date
___________________________________________________________________
Print Name and Title
The commercial and financial responses in this application will be
treated as privileged and
confidential information as provided in 15 U.S.C. 209(a); and, to the
extent permitted by law, will not be accessible under the Freedom of
Information Act.
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