Best Practices in Workplace Surveillance

Technique and Equipment Pitfalls in Spirometry Testing:
Serious Threats to Your Respiratory Surveillance Program

Mary C. Townsend

The goal of screening and surveillance programs is to identify individuals, either singly or in groups, who have developed obstructive or restrictive impairment or rapidly declining lung function. However, both screening and surveillance will be ineffective if spirometry quality is not monitored and if health professionals at all levels, from those conducting the tests to those interpreting the results, are not aware of the pitfalls of technique- and equipment-related spirometry testing errors. Though most technique-related testing errors and traditional equipment-related errors cause the forced expiratory volumes to be under-estimated, some errors in testing technique and problems with equipment, particularly with some flow-type spirometers, will cause the expired volumes to be over-estimated. Because the spirometry test is summarized by selecting the largest FEV1, the largest FVC, and the single curve with the largest sum of (FEV1 + FVC) for flow rate measurement, spirometry test results are particularly vulnerable to errors that inflate the expired volumes. In many commercially available spirometers, if erroneous curves are not recognized and deleted as they occur, the inflated erroneous values will be saved and reported as the subject's test results, replacing accurate but lower values from that test session. In contrast, if errors which reduce the measurements are corrected within a test session, the erroneous curves are replaced by accurate curves, and the errors have no impact on the subject's reported test result. Recognition of test errors requires a real-time graphical display and trained, competent technicians, whose spirograms and calibration checks are periodically reviewed for technical quality and to assure that the spirometer calibration remains within acceptable limits. This paper summarizes and gives examples of technique- and equipment-related testing errors, demonstrating the effects of these errors on test results. Examples of the effects of testing errors on screening and surveillance programs will also be presented.

PDF Document (620 KB)

NOTE: This document is provided for historical purposes only.

Page last updated: 22 December, 2002
Page last reviewed: 22 December, 2002
Content Source: National Institute for Occupational Safety and Health (NIOSH) - Division of Surveillance, Hazard Evaluations, And Field Studies (DSHEFS)

Workshop Home - Opening Session - Labor - Management - OSH Professionals - Academia - Public Health - Risk Management - National & State - Posters - Special - Breakout - NORA