NIOSH Energy-Related Health Research Program

Medical Surveillance Grants Activities Program Overview

NIOSH medical surveillance of former DOE workers is divided into two separate areas under different enabling authorizations. Under a Memorandum of Understanding between DOE and the Department of Health and Human Services (DHHS), NIOSH administered five DOE-funded research grants. One of these grants was completed in 1998, and a final report and evaluation were released. The remaining four grant activities were completed in 1999, and final reports are being submitted to the NIOSH Grants Office. These grants are summarized under Research Grants Administration.

Under the requirements of the Defense Authorization Act of 1993, DOE must work with DHHS, the Centers for Disease Control and Prevention (CDC), and the National Institute for Occupational Safety and Health (NIOSH) "regarding determinations of significant health risk resulting from DOE work-related exposures." Under a Memorandum of Understanding, DOE has asked that NIOSH independently conduct peer reviews of DOE former worker medical surveillance projects and make recommendations regarding the conduct of these projects. These DOE efforts are summarized under Department of Energy Medical Surveillance Activity.

Research Grants Administration

  1. Improved Systems for Worker Exposure Surveillance (Grant 1 R01 CCR412029-01)
    Grantee:
    Oak Ridge Associated Universities William G. Tankersley, M.S., CIH
    Summary:
    The project goals were to 1) evaluate the current exposure-monitoring programs and data bases at the DOE Y-12 plant, 2) develop a new system for classification of workers based on substances with which they commonly work, and 3) develop and test, in a working environment, a system based on readily available bar code technology for continual tracking of workers and recording the primary substances with which they work.
    Manuscript:
    West CM, Rutherford BF, Tankersley WG [1997]. Current programs for estimating dose and chemical exposure: Volume I. Oak Ridge, TN: Oak Ridge Associated Universities; (CDC Grant R01/CCR412029) Available from the National Institute for Occupational Safety and Health/Health-Related Energy Research Branch, Cincinnati, OH, 140 pg. PDF version available
    West CM, Rutherford BF, Tankersley WG [1997]. Current programs for estimating dose and chemical exposure: Volume II. Oak Ridge, TN: Oak Ridge Associated Universities; (CDC Grant R01/CCR412029) Available from the National Institute for Occupational Safety and Health/Health-Related Energy Research Branch, Cincinnati, OH, 122 pg. PDF version available (1041 KB)
    Tankersley WG [1997]. Potential Exposure Profile System (PEPS) Users Guide. Oak Ridge, TN: Oak Ridge Associated Universities; (CDC Grant R01/CCR412029) Available from the National Institute for Occupational Safety and Health/Health-Related Energy Research Branch, Cincinnati, OH, 34 pg. PDF version available (195 KB)
    Tankersley WG [1997]. Worker Exposure Surveillance System (WESS) Users Guide. Oak Ridge, TN: Oak Ridge Associated Universities; (CDC Grant R01/CCR412029) Available from the National Institute for Occupational Safety and Health/Health-Related Energy Research Branch, Cincinnati, OH, 38 pg. PDF version available (257 KB)
    Significance:
    The evaluation will be useful for future researchers conducting epidemiologic studies at this facility. Additionally, the development and testing of these practical and cost-effective informational systems will complement the existing worker exposure assessment programs and provide surveillance for a greater percentage of the worker population.
  2. Work Histories: Evaluating New Participatory Methods (Grant R01 CC512026-01)
    [Worker]
    Worker. Idaho National Engineering and Environmental Laboratory, Idaho Falls, Idaho. 1975. Photo courtesy of the U.S. Department of Energy.
    Grantee:
    University of Cincinnati Eula Bingham, Ph.D.
    Grants Office Advisor:
    David Pedersen, Ph.D
    Award Period:
    9/30/95-9/29/99
    Summary:
    Workers in the construction trades are exposed to a wide variety of chemical and radiological agents at DOE sites. Creation of an exposure history for these workers is difficult because complex exposure patterns across a large number of short-term workplace assignments must be recalled. To provide an improved basis for the characterization of worker occupational exposures over time, this project developed and tested several innovative techniques for improving occupational history recall.
    Manuscript:
    Bingham E, Rice C. [1999]. Work Histories--Evaluating New Participatory Methods. Cincinnati, Ohio: Department of Environmental Health; (CDC Grant 5RO1 CCR512026-03) Available from the National Institute for Occupational Safety and Health/Health-Related Energy Research Branch, Cincinnati, OH, 21pg. PDF document available (46 KB)
    Significance:
    Validated improvements in assembling retrospective occupational exposure histories have general application in increasing the validity of studies of the associations between exposure histories and health risk(s). Benefits from this improvement include increased capability to allocate medical surveillance resources more effectively, thus reducing unnecessary and duplicative effort.
  3. Comprehensive Occupational Health Surveillance (Grant 1R01 CC12031)
    Grantee:
    University of Washington Scott Barnhart, Ph.D.
    Grants Office Advisor:
    David Pedersen, Ph.D.
    Award Period:
    9/30/95-9/29/99
    Summary:
    This project is concerned with the design and implementation of a model occupational safety and health surveillance system. The goal of this system is to gather appropriate occupational medicine and industrial hygiene data to provide information for the systematic identification of hazardous exposures and adverse health outcomes.
    Manuscript:
    Ertell K, Takaro T, Shorter C, Stover B, Beaudet N, Barnhart S, Rabito F, White LE [2000]. Results of Employee Job Task Analysis (EJTA) quality assessment: Combined analysis for fourteen Hanford contractors. Seattle, WA: University of Washington; (NIOSH Grant 1R01 CC12031, Final Report.) Available from the National Institute for Occupational Safety and Health/Health-Related Energy Research Branch, Cincinnati, OH, 34 pg. PDF version available (359KB) Appendices C-E (375KB)
    Significance:
    Readily available computerized information about workplace exposures and health status organized by tasks through an employee job task analysis provides information for accurate risk assessments leading to reduction of hazardous exposures. This level of documentation also supports objective evaluation of occupational health program intervention effectiveness and contributes to worker (stakeholder) involvement in prevention efforts.
  4. Hazard Surveillance in the Defense Nuclear Industry (Grant 1 R01 CC912034)
    Grantee:
    University of California at Los Angeles John Froines, Ph.D.
    Grants Office Advisor:
    David Pedersen, Ph.D.
    Award Period:
    9/30/95-9/29/99
    Summary:
    This project developed an integrated approach to statistical models for exposure assessment, especially characterization of occupational exposure to complex, mixed exposures to chemicals and biomechanical problems. Based on measured task-specific exposure data, the project was dedicated to identifying appropriate statistical tools to model single and mixed agent exposures and resulting internal doses.
    Manuscript:
    Froines JR [1999]. Hazard Surveillance in the Defense Nuclear Industry. Los Angeles, California: University of California; (NIOSH Grant 5 Ro1 CC912034-03, Final Report Summary.) Available from the National Institute for Occupational Safety and Health/Health-related Energy Research Branch, Cincinnati Ohio, 2 pg. PDF document (66 KB)
    Significance:
    This research has application in complex exposure situations by providing an additional avenue for evaluating the relationships between exposure concentration and worker dose. The modeling capabilities of the developed system will provide a risk-based estimation of adverse health effect incidence on the basis of assessed environmental exposures to guide health interventions, including medical surveillance.
    Additional Publications

    Chen WG, McKone TE [2001]. Chronic Health Risks from Aggregate Exposures to Ionizing Radiation and Chemicals: Scientific Basis for an Assessment Framework. Risk Analysis 21: 25-42.

    Wu JD, Milton DK, Hammond SK, Spear RC [1999]. Hierarchical Cluster Analysis Applied to Workers' Exposures in Fiberglass Insulation Manufacturing. Ann Occup Hyg. 43: 43-45.

  5. Sentinel Exposure Event Surveillance/Evaluation at DOE Sites (Grant 1 R01 CCR8120441)
    Grantee:
    University of Colorado James Ruttenber, M.D.
    Grants Office Advisor:
    David Pedersen, Ph.D.
    Award Period:
    9/30/95-9/29/99
    Summary:
    This project is intended to develop a generic hazard surveillance and evaluation system for exposures to chemical and radiation exposures. According to a job/task evaluation and analysis, the sentinel exposure event system will include exposure level measurements, worker-specific task definitions, and observation data (controls, exposure conditions, and defined health and safety policies). This input will be incorporated into a system for evaluating exposures, enhancing worker communications, and identifying necessary interventions through internally generated reports.
    Manuscript:
    Awaiting final report.
    Significance:
    The practice of using job/task definition as the fundamental unit of observation in a comprehensive exposure evaluation and reporting system provides generic capabilities identifying and directing occupational health interventions and enhanced worker communications. The potential for indicating and guiding improvements in occupational health program initiatives may have direct impact on the conduct of medical surveillance programs.

Department of Energy Medical Surveillance Activity

[Worker using leak-detection device]
Worker at Oak Ridge Gaseous Diffusion Plant uses a special leak-detection device to examine large piping of process equipment in the plant. K-25 Site, Oak Ridge, Tennessee. Date unknown. Photo courtesy of the U.S. Department of Energy.
  1. Medical Monitoring Program for Former Workers at Rocky Flats Environmental Technology Site
    Grantee:
    University of Colorado James Ruttenber, M.D., Ph.D.
    Exposure Concerns:
    Internal/external radiation, asbestos, lead, heavy metals, solvents, formaldehyde
    Target Population:
    Former Rocky Flats production workers (excluding cleanup workers) who were involved with weapons production between 1951 and 1989. The phase I effort estimated the target population at 14,430 former production workers.
    Current Status:
    This project is in the second year of phase II activity. A roster of more than 15,000 former workers has been developed, and interviews with former workers regarding their occupational exposures are being conducted. The project anticipates the notification of more than 7,500 former workers in the current project year, accompanied by approximately 700 selective medical screening examinations based on exposure assessments and physician input.
  2. Surveillance of Former Construction Workers at the Oak Ridge Reservation
    Grantee:
    University of Cincinnati Eula Bingham, Ph.D.
    Exposure Concerns:
    Asbestos, silica, beryllium, heavy metals, solvents, welding fumes.
    Target Population:
    Former construction workers who worked on selected buildings at the Oak Ridge site, including the Gaseous Diffusion Plant (K-25), the Y-12 Plant and the Oak Ridge National Laboratory (X-10). The needs assessment phase estimated that at least 7,000 former workers were eligible for medical screening in the second phase, based on selection from construction workers employed since 1943 (the start of construction at Oak Ridge).
    Current Status:
    This project is in the second year of phase II activity. The project has completed an initial contact mailing to more than 1,200 former construction workers, and has conducted more than 200 worker interviews. Medical screening examinations, based on assessment of occupational exposures and medical considerations, are scheduled to begin in the current project year.
  3. Medical Surveillance of Former Hanford Workers (Nonconstruction Trade Workers)
    Grantees:
    University of Washington
    Drew Brodkin, M.D., Tim Takaro, M.D.
    Exposure Concerns:
    Asbestos, noise, beryllium
    Target Population:
    Following the phase I needs assessment, the investigators limited this notification/medical screening program to former (1943-1997) nonconstruction trade workers who were potentially exposed to asbestos (~10,000 workers ), noise (~14,000 workers), or beryllium (~6,000 workers). The investigators also intend to evaluate available site records to determine whether data on other hazardous exposures would identify more candidates for medical screening.
    Current Status:
    This project is currently in the second year of phase II activity, and has sent out more than 12,000 letters announcing the project to identified workers, intending to continue the outreach process in the current year. The project has collected more than 700 occupational exposure histories and has assessed the hazardous exposures for these workers. At the end of the first year of phase II, the project had performed more than 100 medical screening examinations, and is continuing them in the current project year.
  4. Medical Surveillance for Former Department of Energy Workers at the Nevada Test Site
    Grantee:
    Boston University Lewis Pepper, Ph.D., M.D.
    Exposure Concerns:
    External/internal radiation, various chemical exposures, diesel exhaust, beryllium
    Target Population:
    Former Nevada test site construction trade workers (underground and excavation construction workers and re-entry crews) who were employed between 1956 and 1991. Approximately 16,400 workers were represented by six construction trade unions for this period. The phase I investigation estimated that approximately 15,000 of these workers might be eligible for the program. The investigators were particularly concerned with exposures to internal and external radiation and were evaluating other hazardous exposures.
    Current Status:
    This project is currently in the third year of phase II activity. Continuing research has indicated that more than 10,000 workers are potential candidates for the screening process, and more than 2,500 of these were individually notified in the second year of phase II. The project has provided medical screening for more than 700 workers, and intends to continue occupational history interview and medical screening efforts at similar levels in the current project year.
  5. Former Worker Medical Surveillance Program at Department of Energy Gaseous Diffusion Plants
    Grantees:
    Queens College, NY
    Steven Markowitz, M.D.
    Paper, Allied Industrial, Chemical and Energy Workers Union (PACE)
    Robert Wages
    Exposure Concerns:
    Beryllium, plutonium, radiation
    Target Population:
    Former DOE production workers at the gaseous diffusion plants in Portsmouth, Ohio; Paducah, Kentucky; and the Oak Ridge, Tennessee K-25 complex. The investigators limited the notification and medical screening programs to (1) those workers with potential risk for bladder cancer at K-25 (estimated to be 500-600 workers who might be located and be eligible) and (2) those workers at the Paducah and Portsmouth sites at risk for a variety of lung diseases, including chronic obstructive lung disease, pneumoconioses and lung cancer. The phase I investigation estimated a first priority group of workers at risk of lung disease to be 2,300-3,500 workers at K-25, 300-400 workers at Portsmouth and 200-300 workers at Paducah; a second priority group was estimated to include 5,000-7,000 workers at K-25, 3,000-5,000 workers at Portsmouth and about 2,000 workers at Paducah.
    Current Status:
    The project is currently in the second year of phase II activity. The project developed extensive worker contacts and outreach mechanisms and engaged in risk-mapping and exposure data investigations in the first year of phase II. Plans for the second year of phase II activity include the continued administration of occupational exposure history questionnaires, and the provision of more than 1,000 medical screening examinations.
  6. Medical Surveillance of Former Construction Workers at Hanford
    Grantee:
    Center to Protect Workers' Rights Knut Ringen, Dr.P.H.
    Exposure Concerns:
    Asbestos, beryllium, silica, heavy metals, solvents
    Target Population:
    Former construction workers at Hanford who were involved in building construction from 1950 to 1963, excluding workers from before 1950 because of their age and a lack of records. The initial target population was estimated at 59,000, and narrowed down to 29,100 after determination of vital status and excluding those lost to followup.
    Current Status:
    This project has just begun the third year of phase II activity. In years 1 and 2, this project contacted more than 2,500 workers, conducted more than 950 worker interviews, and provided more than 500 medical screening examinations.
  7. Medical Surveillance for Former Workers at the Idaho National Engineering and Environmental Laboratory
    [Laundry worker]
    Laundry worker. Idaho National Engineering and Environmental Laboratory, Idaho Falls, Idaho. 1957. Photo courtesy of the U.S. Department of Energy.
    Grantees:
    Queens College, NY
    Steven Markowitz, M.D.
    Paper, Allied Industrial, Chemical and Energy Workers Union (PACE)
    Robert Wages
    Exposure Concerns:
    External/internal radiation, beryllium, solvents, noise
    Target Population:
    The target population includes all former workers at the Idaho National Engineering and Environmental Laboratory site. During phase I, the investigators estimated that the number of workers eligible for the medical screening program might be as high as 17,500. The investigators also identified a number of exposures (including asbestos, beryllium, solvents, chromium, and radiation) that may further identify the study cohort for the site.
    Current Status:
    This project is in the first year of phase II activity. Efforts are ongoing to add to the existing former worker roster, particularly from site contractor lists. Current exposure assessment efforts rely on both construction of a job exposure matrix and on the development of building/job classification categories for the Idaho National Engineering and Environmental Laboratory site. Medical screening protocols have been developed.
  8. Medical Surveillance Program for Former Los Alamos National Laboratory Workers
    Grantees:
    The Johns Hopkins University
    Brian Schwartz, M.D., M.S. and Patrick Breysse, Ph. D.
    Exposure Concerns:
    Ionizing radiation, chlorinated solvents, asbestos, beryllium, lead
    Target Population:
    The target population includes all former Los Alamos National Laboratory workers employed since operations began in 1943. The number of workers eligible for the medical screening program was estimated at about 36,000 during phase I. Hazardous exposures that may further define the target populations were identified during phase I, and include asbestos, beryllium, chlorinated solvents, ionizing radiation, lead and noise.
    Current Status:
    This project is in the first year of phase II activity. Existing employee records have been analyzed for the refinement of the study cohort, and a two-stage questionnaire process for selecting workers for screening has been developed. Extensive procedures for communicating study results to both affected workers and the community have been developed. The investigators anticipate approximately 600 medical screening examinations and medical records examinations in the first year of phase II.
  9. Savannah River Medical Surveillance Program for Building Trades Workers
    Grantee:
    Center to Protect Workers Rights Knut Ringen, Dr.P.H.
    Exposure Concerns:
    Asbestos, cadmium, heavy metals, lead
    Target Population:
    The estimated target population includes about 62,000 former and current building trades workers at the Savannah River site who worked from 1950 to the present. During Phase I, the investigators concluded that approximately 38,000 of these workers are alive. Phase I investigations estimated that medical screening tests might be administered to approximately 8,000 of these workers.
    Current Status:
    This project is in the second year of phase II activity. In year 1, the project located nearly 6,000 workers, conducted nearly 500 worker interviews, and provided more than100 medical screening examinations. In phase II, year 2, the investigators anticipate locating an additional 2,500 workers, interviewing 1,500, and conducting a total of more than 1,000 medical screening examinations.
  10. Savannah River Medical Surveillance for Former Production Workers
    Grantees:
    Medical University of South Carolina
    David Hoel, Ph.D.
    and
    University of South Carolina
    David Adcock, M.D
    Exposure Concerns:
    Asbestos, hydrazine, solvents, beryllium, internal/external radiation, dioxane, noise
    Target Population:
    Former production workers at the Savannah River site from 1962 to the present. In phase I, the investigators estimated this to be approximately 23,000 living workers. Hazardous exposures defining this population include asbestos, beryllium, hydrazine, solvents, and internal and external radiation.
    Current Status:
    This project is in the second year of phase II activity. Efforts to date have included developing screening questionnaires and risk assessment and medical screening protocols. Worker outreach efforts are ongoing, and the investigators have developed a Web site to assist in communications. Using existing hazard exposure and medical records, the project recently began providing medical screening examinations.
  11. Medical Monitoring of Former Atomic Weapons Workers at the Iowa Army Ammunition Plant in Burlington, Iowa
    Grantees:
    University of Iowa
    Laurence Fuortes, M.D.
    Stephen Reynolds, Ph.D.
    Exposure Concerns:
    Radioactive materials, explosives, solvents, epoxies, heavy metals, and fibrogenic dusts
    Target Population:
    Former production workers in the Line 1 facility of the Iowa Army Ammunition Plant, which served as an atomic weapons production and testing area operated by the Atomic Energy Commission from 1945 to 1975. The primary focus is on machinists employed in the area. An estimated 4,000 workers were employed in the Line 1 area, with approximately 1,000 employed at any one time.
    Current Status:
    This project is regarded by DOE as effectively operating in phase II status at the time of project initiation. This is because DOE concluded that the proposal adequately demonstrated an understanding of the site and the exposures of the target population, adequately documenting the need for medical surveillance.
  12. Amchitka Workers Medical Surveillance Program (Agreement in Principal with the State of Alaska)
    Grantee:
    Alaska Council of Labor Knut Ringen, Dr.P.H.
    Exposure Concerns:
    The purpose of the program is to locate and provide medical screening to former workers at the Amchitka site. This screening is targeted to the occupational exposures of former workers at the site, especially radiation.
    Target Population:
    Former workers employed at Amchitka from 1963 to the middle 1990s, when the U.S. government maintained a nuclear testing facility on the island. Approximately 3,000 workers may have been employed at the site, and it is estimated that about 1,500 will be located and screened.
    Current Status:
    This project was initiated in 1999, and approximately 750 workers have been identified to date despite a wide geographical distribution. About 100 of these were deceased. Efforts to locate more former workers continue, with the help of union and Alaska Native organizations.

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