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CDC HomeHIV/AIDS > Topics > Evaluation > Evaluating CDC-Funded Health Department HIV Prevention Programs > Frequently Asked Questions

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Intervention Taxonomy/Categories
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  1. How do we distinguish between individual level interventions (ILIs) and counseling and testing in process monitoring?

    An ILI may or may not lead to testing, and all ILI clients seen outside of the counseling and testing site per se--whether they go on to get tested or not--are counted in process monitoring for ILIs. Clients who are counseled as part of pre-test counseling should not be counted as ILI clients. Counseling and test site clients are reported on the HIV counseling and testing report form.

  2. Is outreach for counseling and testing not considered part of outreach?

    "Outreach" is generally defined as educational interventions conducted face-to-face in places where clients congregate. For the purpose of the Evaluation Guidance, outreach solely for the purpose of getting clients into counseling and testing, should not be included under "Outreach."

  3. In regard to "Partner Counseling and Referral Services (PCRS), for intervention plans and process monitoring, are we counting HIV+ index cases or the partners of HIV+ persons who are notified and counseled?

    The first page of the forms for intervention plan and process monitoring data for PCRS ("HIV-Infected Clients to Receive PCRS with CDC Funds" and "HIV-Infected Clients Who Received PCRS with CDC Funds," respectively) refers to HIV+ index cases. Page 2 of the process monitoring form for PCRS asks for data on the sex or needle sharing partners of HIV+ index cases.

  4. Where do we report on CTRPN and coalition building as interventions?

    The forms in the Evaluation Guidance for reporting intervention plan data as well as process monitoring data do not cover CTRPN and coalition building. It is suggested that you provide a narrative report that describes these efforts.

  5. Can CDC funding be used for policy interventions?

    CDC funding, like all funding from Congress, cannot be used to lobby federal or local legislative bodies. CDC funds may not be used for propaganda purposes or for the preparation, distribution or use of such items as publications or radio or television presentations designed to support or defeat pending legislation.

    However, CDC funding may be used for community-level interventions that seek to lessen risky conditions and behaviors in a community through a focus on the community as a whole. As the Evaluation Guidance points out, this is often done by attempting to alter social norms or characteristics of the environment. Such efforts are also referred to as "structural interventions" and may be funded with CDC cooperative agreement funding.

    Specific questions regarding structural interventions and whether they meet funding requirements should be referred to project officers.

  6. What intervention would you use for a "chatroom" on the Internet; for example, a chatroom for MSM?

    HIV/AIDS health education and risk reduction information provided to persons via a chatroom should be considered under "Other Interventions" on the forms for intervention plans and process monitoring. The intervention is not necessarily an individual-level intervention, according to the intervention types in the "Evaluation Guidance," since more than one individual is reached, and it’s not necessarily a group-level intervention or health communications and public information. Use the form for other interventions or provide a narrative description.

  7. The definition of Prevention Case Management (PCM) in the Evaluation Guidance seems more loosely defined than CDC’s guidance on PCM. Which definition applies?

    CDC’s guidelines on PCM are not mandates for how PCM should be implemented. For evaluation, use the definition of PCM in the Evaluation Guidance. This broader definition will include the definition found in CDC’s PCM guidance. As with all the intervention categories, national data about PCM will include some data from more rigorous implementation and some from less rigorous implementation. This is also true of ILI, GLI, and outreach interventions.

  8. What constitutes "skills building" for GLI? Does every participant in a GLI need to demonstrate the skill or is it sufficient for one client to demonstrate the skill and the others to observe?

    A variety of skills can be "built" during GLI (and ILI). If, for example, the skill is condom use and a phallic model is used to demonstrate how to fit a condom and at least one member of the group participates in the demonstration, the entire group can be considered as having participated in the skill building exercise. Critical thinking and decision-making skills are skills that can be enhanced during GLI. If these skills are discussed and demonstrated by members of the group through various exercises or activities, the entire group can be considered as having participated in the intervention.

  9. What is really meant by CLI (community-level interventions) and social marketing? What is the distinction between CLI and a set of related but distinct interventions working toward a common goal (e.g., an agency implementing outreach, ILI and GLI targeting MSM in a particular community)? Should a CLI be deconstructed into its component interventions and then each intervention separated for intervention plans and process monitoring reporting?

    As the Evaluation Guidance puts it, "CLI are interventions that seek to improve the risk conditions and behaviors in a community through a focus on the community as a whole, rather than by intervening with individuals or small groups. This is often done by attempting to alter social norms, policies, or characteristics of the environment. Examples include community mobilizations, social marketing campaigns, community-wide events, policy interventions, and structural interventions."

    Social marketing is the application of commercial technologies to the planning and implementation of prevention programs. Social marketing is not social advertising, social education, attitude change, or socially responsible marketing of HIV prevention messages. Examples of social marketing programs at CDC include the "America Responds to AIDS" campaign and the "5-A-Day Nutrition" campaign.

    The definition above of CLI indicates that it does not focus on individuals or small groups whereas outreach, ILI, and GLI do focus on individuals and small groups. If a grantee employs a set of related but distinct interventions working toward a common goal, it is appropriate to "deconstruct" that program into its component elements and report on each intervention separately for intervention plan and process monitoring data.

  10. How should an intervention be categorized that counsels couples and includes skills building and/or service brokerage? What if it does not include skills building or service brokerage?

    An intervention that counsels couples and includes skill building and service brokerage should probably be categorized as GLI (the intervention could be considered PCM if it meets the criteria for PCM established by the health department or grantee or if it is carried out in accordance with CDC’s guidance on PCM). In this example, "counseling" refers to HIV/AIDS prevention counseling, not mental health counseling. Skills building (not service brokerage) must be a part of GLI. If there is no skills building, then the intervention cannot be categorized as GLI. Service brokerage is not considered a necessary component of GLI. It is, however, a necessary component of PCM.

  11. What intervention type should be used to report condom drop-off activities (e.g, putting condoms in bowls in bars)?

    Condom drop-off activities should be recorded under "Other Interventions" because they do not readily fit under any other intervention type. For example, "Outreach" is not appropriate because there is no face-to-face contact with clients. "Health Communications/Public Information" is not appropriate because no information is conveyed by the drop-off activities. When interventions are reported as "Other," the intervention should be explained.

  12. What intervention type should be used to report brochures and other materials that health departments distribute to their grantees? What about materials they distribute to agencies they don’t fund for HIV prevention?

    The recipients of the printed materials distributed by health departments do not affect the intervention type that should be used for reporting. The intervention type is "Health Communications/Public Information" (print media distribution).

  13. When does outreach become an individual-level intervention? For example, during outreach the outreach worker can spend a lot of time with one person on health education, risk reduction counseling, and skills building. If an ILI develops out of an outreach encounter, should health departments report on both interventions?

    If outreach develops into an intervention that meets the criteria for ILI, then both intervention types should be reported.

Last Modified: October 17, 2007
Last Reviewed: October 17, 2007
Content Source:
Divisions of HIV/AIDS Prevention
National Center for HIV/AIDS, Viral Hepatitis, STD, and TB Prevention
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