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The Economics of Diabetes Mellitus:
An Annotated Bibliography

POLICY/POSITION STATEMENTS RELATED TO DIABETES

227


TITLE: American Diabetes Association Annual Meeting 1996: Managed Care and Change in Medicine. Bloomgarden, Z.T. Diabetes Care. 19(10): 11691173. October 1996.

OBJECTIVE: To review presentations at the 1996 meeting of the American Diabetes Association (ADA) about managed care and changes in health care delivery.

CATEGORY: Policy/position statement.

CONCLUSION: Various presentations at the meeting are discussed.

RECOMMENDATION: None.

ABSTRACT: At the annual meeting of the ADA, the president of the association, Frank Vinicor, asserted that the United States does not perceive diabetes to be high risk (i.e., a transmissible disorder) or economically important. Edward Wagner, of Group Health of Puget Sound, advocated a population-based approach to diabetes care focused on preventing complications and reaching all patients. He considered it critical to define the subset of patients who need a specialist. Another speaker, Neal Friedman, advocated critical pathways for decision making, which lower inter-physician variability, increase cost efficiency, and improve outcomes. Dr. Friedman recommended using experts from other industries in the quality assurance process, as well as focus groups. He stressed data management and emphasized using the database to improve quality. His clinic in New Mexico uses disease management for the 30 most expensive diseases, which include diabetes. Also at the meeting, the potential adverse impact of managed care practices on diabetes care was addressed. Alan Jacobson, of Boston, raised the possibility that diabetes care may become similar to that of mental health disorders under managed care, with carve-out for-profit specialty companies drastically limiting patient access to specialty care. The subprograms of the Diabetes Control Network, a program that was publicized by both the Pfizer drug company and the ADA, were detailed. This program includes practice guidelines for primary physicians in managed care organizations and a computer program that models future medical costs and potential quality control strategies. Other issues addressed at the meeting included the disproportionately high use of medical resources by patients with diabetes, inadequate and variable reimbursement for preventive and self-management methods, and deficiencies in the current treatment of diabetes, particularly in screening for complications.

228


TITLE: Medicare Supplement Plan Required to Cover Diabetes. Minnesota Medicine. 78(12): 40. December 1995.

OBJECTIVE: To describe a new law governing Medicare supplemental insurance plans.

CATEGORY: Policy/position statement.

CONCLUSION: The law will help the elderly afford preventive testing and management supplies they need for diabetes care.

RECOMMENDATION: Accepted standards of care ought to be covered by insurance policies.

ABSTRACT: Medicare supplemental insurance plans are now required to cover the cost of supplies and equipment necessary to treat diabetes. Previous law required only that health plans cover "all physician-prescribed, medically appropriate and necessary" equipment and supplies used to manage and treat diabetes. The change takes effect for those plans issued or renewed on or after January 1, 1996. In Minnesota, 45 percent of persons diagnosed with diabetes are aged 65 or over. According to the Minnesota chapter of the American Diabetes Association (ADA), the new law will make it easier for the elderly to afford the preventive testing and management supplies they need to control their diabetes and reduce the risk of complications. According to the chair of the government relations committee of the ADA, the new law will greatly improve access to appropriate medical care for the patient with diabetes.

229


TITLE: Budget Trends and Issues Affecting Biomedical Research: A Perspective from the National Institute of Diabetes and Digestive and Kidney Diseases. Gorden, P.; Cyphers, D.F.; Feld, C. Hepatology. 18(3): 677687. September 1993.

OBJECTIVE: To review the federal budget process for research from the perspective of the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK).

CATEGORY: Policy/position statement.

CONCLUSION: The federal deficit and debt and associated cost containment and cost management principles will continue to have a major impact on the National Institutes of Health (NIH) budget, limiting the size of research grants.

RECOMMENDATION: None.

ABSTRACT: The authors describe the NIH budget process and review historical developments. In the late 1980s, NIH funding became more constrained, but average grant size continued to rise; the duration of grant awards increased, and the number of applications rose. In response to congressional concerns about rising grant costs and approval rates, the NIH developed the NIH Financial Management Plan (1991). The plan limits the percentage increase in grant size to the rate of inflation, adjusts grant budgets on a case-by-case basis, and limits the length of an award to 4 years. From 1987 to 1993, the NIDDK's appropriation in constant dollars was virtually flat. The institute has become increasingly committed to investigator-initiated research and to the NIH peer review system for making funding decisions based on scientific merit. The NIDDK will need to continue to conceptualize and justify its research portfolio in terms of major cross-cutting categories of interest to the public, the administration, and Congress, such as research in the areas of prevention and women's and minority health. To the extent that the NIDDK can compete successfully for trans-NIH funds, it will increase its own funding and help its constituencies. With limited funding for grants likely to continue, other funding options will be explored: cofunding; smaller, short-term awards; a sliding-scale approach to paying grant costs; cost containment incentives; caps on salaries and other costs; and reducing indirect costs. 6 figures, 2 tables, 6 references.

230


TITLE: CDC Diabetes Control Programs — Overview of Diabetes Patient Education. Alogna, M. The Diabetes Educator. 10(4): 3236, 57. Winter 1985.

OBJECTIVE: To describe the planning process for the development of diabetes patient education programs in state Diabetes Control Programs (DCPs) supported by the Centers for Disease Control (CDC).

CATEGORY: Policy/position statement.

CONCLUSION: Preliminary results from state Diabetes Control Programs show that education interventions have increased knowledge, improved self-management skills, reduced hospitalizations, and lowered costs.

RECOMMENDATION: None.

ABSTRACT: The CDC established its DPCP in 20 states in 1977 on the recommendation of the National Commission on Diabetes. The goal of the DPCP was to reduce mortality, morbidity, and cost burden from preventable complications of diabetes at the community level. As part of this effort, CDC collected data from participating states on mortality, morbidity, and available resources as well as problems in controlling patients with diabetes and factors contributing to those problems. These data showed a lack of outpatient education programs; in most states, inpatient education was offered at more than 80 percent of hospitals but outpatient education at less than 25 percent. Inspection of Utah programs revealed that smaller hospitals there were less likely to have written teaching plans, formal follow-up of patients, and support groups. An inquiry into education in Ohio found that simple measures such as return demonstration and repetition and preassessments and postassessments were used most frequently. The least-used evaluation methods were monitoring the number of hospital admissions or emergency room visits. The states formed a working group to develop recommendations for quality patient education and process and outcome evaluation. As a result, the CDC developed the CDC-State Patient and Professional Education Guidelines to be used in evaluating existing programs, developing new programs, promoting reimbursement, and providing a guide for program certification. The CDC guide also served as a basis for Patient Education Standards later developed by the National Diabetes Advisory Board. Numerous other materials, manuals, assessment tools, instruments, and standards of care for diabetes care and education have been developed. The author describes diabetes education activities undertaken in the individual states with a DPCP. 2 tables, 6 references.

231


TITLE: Coverage of Diabetes Education Programs. Health Care Financing Administration Memorandum dated August 25, 1987. U.S. Department of Health and Human Services, Public Health Service, Health Care Financing Administration, Office of Coverage Policy, Bureau of Eligibility, Reimbursement & Coverage.

OBJECTIVE: To detail Medicare coverage of outpatient diabetes education programs.

CATEGORY: Policy/position statement.

CONCLUSION: Outpatient hospital diabetes education programs located in a hospital or rural health clinic are covered under Part B of the Medicare program. Programs must be closely related to the care and treatment of individual patients.

RECOMMENDATION: Intermediaries for Medicare should be making coverage decisions.

ABSTRACT: In this memorandum, the author, Robert E. Wren of the Health Care Financing Administration, responds to an inquiry from the Regional Administrator in Dallas, Texas, about Medicare coverage of outpatient diabetes education programs. The author notes that Section 801 of the Coverage Issues Manual provides a useful framework for intermediaries in the claims review process. He also states that outpatient hospital education programs may be covered by Medicare if services are ordered by a physician, given by the provider's personnel, supervised by the medical staff, and rendered to registered patients of that provider. The services must be closely related to the care and treatment of the individual patient and must provide essential skills and knowledge that will aid in the patient's active participation in his/her own treatment. In general, patients likely to be suitable for such education efforts would be those newly diagnosed with diabetes, persons with unstable diabetes, and those with longterm diabetes who have current management problems. Long-term patients with stable diabetes would not likely be candidates. Programs should be relatively brief, with entrance by physician referral only. A letter to David C. Warner, Chairman of the Texas Diabetes Council, is appended in which Mr. Wren goes over many of the same points.

232


TITLE: Diabetes Outpatient Education: The Evidence of Cost Savings. American Diabetes Association Task Force on Financing Quality Health Care for Persons with Diabetes. 1986. 4 pp.

OBJECTIVE: To document evidence of cost savings resulting from diabetes education; to report the existence of standards for assuring quality educational programs.

CATEGORY: Policy/position statement.

CONCLUSION: Diabetes education is now recognized as an integral component of treatment that results in cost savings and improved quality of life. The quality of an education program is assured by the existence of certification exams for educators, national standards and criteria for programs, and a recognition process for programs that meet the standards.

RECOMMENDATION: None.

ABSTRACT: This report summarizes reported evidence of cost savings achieved through diabetes outpatient education. Much of the economic cost of diabetes is due to short- and long-term complications. Outpatient education in self-care leads to improved blood glucose control, self-care skills, and adherence to treatment regimens and reduces morbidity and premature mortality associated with diabetes and its complications. A record audit of 78 consecutive community hospital admissions for complications due to diabetes found that 27 percent of these admissions occurred because of a specific educational deficit. Lack of reimbursement is the most significant barrier to the development of outpatient education programs. The American Diabetes Association, American Hospital Association, National Diabetes Advisory Board, American Public Health Association, and the American Association of Diabetes Educators have all endorsed the concept of patient education as an integral part of diabetes treatment. Many studies on outpatient education show that these programs are clinically and cost effective. National standards for diabetes patient education programs have been developed, and a recognition process has been established for programs meeting the standards. In addition, a certification process for diabetes educators has been implemented. An increasing number of insurers are recognizing diabetes outpatient education as a reimbursable benefit. 2 tables, 23 references.

233


TITLE: Evaluative Approaches to Type II Diabetes. Triomphe, A. PharmacoEconomics. 8(Supplement 1): 5861. 1995.

OBJECTIVE: To review major methods for evaluating the economic efficiency of diabetes therapy and educational programs.

CATEGORY: Policy/position statement.

CONCLUSION: The economic evaluation of type 2 diabetes could play an important role in making management decisions about the disease. Yet, results of economic analyses should be used cautiously.

RECOMMENDATION: A more consistent application of recent methods of economic evaluations could improve understanding of the economic consequences of type 2 diabetes.

ABSTRACT: The author asserts that there are still very few economic evaluation studies on diabetes, especially type 2 diabetes. Cost-of-illness, the simplest form of economic evaluation, considers costs but not outcomes of therapy. Cost-effectiveness, cost-utility, and cost-benefit analyses are the major methods of evaluating the economic efficacy of diabetes therapy and educational programs. All three methods express costs in monetary terms, but they differ in the way they assess outcomes. In cost-effectiveness analysis, the efficiencies of interventions, treatments, or control programs are compared; and the health outcomes of the interventions are measured in physical units. Cost-utility analysis usually summarizes health outcomes in quality-adjusted life years saved. Cost-benefit analysis places a monetary value on the health outcomes of a program or therapy and can be used to compare the benefits and opportunity costs of a program. The quantity of health obtained is usually valued in terms of work productivity gained, which is generally measured by average wages. An alternative approach is to value life or health with a "willingness to pay" approach. The author notes that prevention programs are commonly held to save money over the long term, but she reports that they generally cost more than they save. She states the economic issue for discussion is not whether prevention saves money but whether it improves health at a reasonable cost. 1 table, 9 references.

234


TITLE: Improving the Financing of Diabetes Care in the 1990s: Recommendations of the 1989 Conference. Bransome, E.D. Diabetes Care. 15(Supplement 1): 6672. March 1992.

OBJECTIVE: To report on the financing problems identified by the 1989 Conference on Financing the Care of Diabetes Mellitus in the 1990s and on the recommendations for action made at the conference.

CATEGORY: Policy/position statement.

CONCLUSION: Major problems evident in the financing of diabetes care include lack of an adequate chronic disease model, inadequate communication between the treatment and reimbursement communities, and absence of data demonstrating the cost-effectiveness of diabetes care.

RECOMMENDATION: Develop a health care delivery model appropriate for diabetes, establish better communication mechanisms between the diabetes and reimbursement communities, and expand the database of information pertinent to diabetes care reimbursement activity.

ABSTRACT: The author reviews problems identified by participants in a conference workshop on the financing of diabetes care as well as their recommendations to address these problems. The prevailing acute disease model is not applicable to diabetes care, which involves ongoing, mostly outpatient services. Communication between reimbursers and the diabetes community is often ineffective, with health care professionals focusing on quality of care and service delivery and insurers on cost containment. A national forum is needed to involve both parties in the reimbursement decision-making process and ensure ongoing communication. Most patients with diabetes do not receive care that meets the current standards established by the American Diabetes Association and the Centers for Disease Control (CDC). Standards of care should be reviewed and updated in a timely fashion and widely disseminated to health care professionals and reimbursers. The diabetes community should work with the Health Care Financing Administration to expand reimbursement for patient education to Medicare beneficiaries. It should also support efforts to include reimbursement costs for patient education in services provided by nonphysicians. Patients are not meaningfully involved in the reimbursement decision-making process. Informed consumers should have input along with health care professionals working to implement standards of care. Insufficient data are available to document the cost-effectiveness of diabetes care. The CDC's database on reimbursement activity should be expanded to include data on program costs, outcomes of various delivery systems, cost-effectiveness and cost-benefit studies, and health care utilization patterns. 7 references, 2 appendixes.

235


TITLE: Medical Technology and Costs of the Medicare Program. Office of Technology Assessment, U.S. Congress, Washington, DC. July 1984. 230 pp.

OBJECTIVE: To review policy mechanisms for limiting or reducing Medicare costs related to technology.

CATEGORY: Policy/position statement.

CONCLUSION: Medicare policies increase the use of medical technologies, and the use of medical technologies significantly affects Medicare costs.

RECOMMENDATION: The authors make several suggestions for restraining the rise in Medicare costs by changing the incentives for adopting and using technology.

ABSTRACT: The authors define medical technologies as the drugs, devices, and medical and surgical procedures used in medical care as well as the organizational and supportive systems in which such care is provided. Medical technology has been a primary cause of the rapid escalation in U.S. health care costs over the past 15 years. Medicare policies affect the adoption and use of medical technologies and, conversely, patterns and levels of use of Medicare technologies significantly affect Medicare costs. In this report, the Congressional Office of Technology Assessment identifies possible areas for changes in Medicare policies that could be used to influence the adoption and use of medical technology and to restrain Medicare costs: coverage policy for specific technologies, methods of payment to hospitals, methods of payment to physicians, and approaches to changing the incentives for adopting and using technology that do not directly involve the Medicare payment system (e.g., alternative delivery systems). Efforts to curb the escalation in Medicare costs and control the diffusion of medical technology have been largely ineffective to date. There are numerous incentives in Medicare's benefit policy to provide too many of some kinds of technologies and too few of others. The authors note Medicare's policy of not explicitly considering cost or cost-effectiveness in making coverage decisions; Medicare also has refrained from limiting coverage of particular technologies to specific institutions or to physicians with specific skills. 29 tables, 3 figures, 5 appendices, 437 references.

236


TITLE: The National Long-Range Plan to Combat Diabetes, 1987. National Diabetes Advisory Board, U.S. Department of Health and Human Services, Public Health Service, National Institutes of Health. Washington, DC, 1987. 76 pp.

OBJECTIVE: To set forth a long-range plan to combat diabetes mellitus that includes research, national goals, the translation of research findings to patient care, a review of accomplishments and future directions, and the role of the private sector.

CATEGORY: Policy/position statement.

CONCLUSION: None.

RECOMMENDATION: Numerous recommendations are set forth in the body of the report.

ABSTRACT: The National Diabetes Advisory Board, whose members (scientists, physicians, other health professionals, members of the general public) are appointed by the Secretary, Department of Health and Human Services, set forth recommendations in research, patient care, and other areas. In research, the Board recommended the development of eight interdisciplinary research programs, a biologic resource bank for studies on diabetes, and an information and data system for Diabetes Research. The objective of the interdisciplinary programs is to promote the rapid integration of newly developed methodologies of the basic sciences into diabetes-related research. Various recommendations are made to continue and strengthen current programs: for example, the Board recommended that adequate funds be appropriated to institutes of the National Institutes of Health to support at least 50 percent of approved diabetes-related, competing, individual research grants at budget levels approved by the scientific review committees; it is also recommended that the National Institute of Diabetes and Digestive and Kidney Diseases receive adequate funding to complete the Diabetes Control and Complications Trial as planned. In the section on diabetes goals for the nation, the Board recommended that consensus be reached on treatment guidelines for the diabetes patient without complications and that guidelines for the management of patients with complications be developed. In diabetes translation, the Board recommended that a Diabetes Translation Center be established at the Centers for Disease Control. In the section on the private sector, the Board recommended that this sector increase financial and human participation in Diabetes Research.

237


TITLE: National Standards and Review Criteria for Diabetes Patient Education Programs: Quality Assurance for Diabetes Patient Education. National Diabetes Advisory Board. Diabetes Educator. 12(3): 286291. Summer 1986.

OBJECTIVE: To define the standards and review criteria for a diabetes patient education program.

CATEGORY: Policy/position statement.

CONCLUSION: None.

RECOMMENDATION: None.

ABSTRACT: Ten standards developed under the aegis of the National Diabetes Advisory Board and endorsed by the diabetes community are presented. (1) Needs assessment: This activity should guide program management and form the basis for program planning. (2) Planning: The planning process should describe the program's goals and objectives, target audience, setting, referral mechanisms, procedures, and evaluation methods. (3) Program management: The ultimate responsibility should lie with the designated program coordinator. (4) Communications/coordination: A physician should act as liaison between the medical staff and the program coordinator. (5) Patient access to teaching: Both patients and staff should be routinely informed about self-care programs. (6) Content/curriculum: The individual needs assessment provides the basis for a patient's instructional program. (7) Instructor: Instructors should be skilled professionals with recent experience and training in diabetes and educational principles. (8) Follow-up: Written communication between program staff and primary physicians is essential for identifying the patient's needs. (9) Evaluation: Review should be conducted by an advisory committee made up of at least one of each of the following: physician, nurse (or qualified diabetes health educator), dietitian, consumer, and the patient education program coordinator. (10) Documentation: All information about the patient's educational experience should be documented in the patient's permanent medical or educational record.

238


TITLE: New Approaches to Medical Technology Coverage: Conference Proceedings. Miller, J.E. Health Insurance Association of America. 48 pp. April 1991.

OBJECTIVE: To provide a synopsis of the proceedings of a 1990 conference on medical technology coverage sponsored by the Health Insurance Association of America.

CATEGORY: Policy/position statement.

CONCLUSION: Insurers must try to balance cost control, resource utilization, and quality of care as they make coverage and payment decisions.

RECOMMENDATION: Insurers must develop the will and ability to adapt to pressures for faster and more open coverage processes.

ABSTRACT: The author synopsizes the proceedings of the 1990 conference "New Approaches to Medical Technology Coverage" sponsored by the Health Insurance Association of America. Topics included the ethics of technology assessment, insurance coverage issues and innovative approaches to coverage decisions, law and policy, evaluating the clinical effectiveness of screening tests, designation of qualified centers for specialized services, and methodologies and applications of quality assessment. The controversy surrounding the development and use of medical practice guidelines was debated, with opinions offered by representatives of the medical and insurance communities. The issue of coverage policy relative to a technology's cost-effectiveness was also addressed. Cost-benefit and cost-analysis data were noted to be inadequate in many areas of health care, and it was suggested that such studies be conducted not only by the government but also by companies seeking to market new drugs and technologies.

239


TITLE: Office Visits for Diabetes Mellitus: United States, 1989. Schappert, S.M. Advance Data from Vital and Health Statistics of the National Center for Health Statistics; No. 211. 12 pp. March 24, 1992.

OBJECTIVE: To present national estimates of diabetes-related office visits in the United States in 1989.

CATEGORY: Policy/position statement.

CONCLUSION: During the study period, there were an estimated 13.2 million visits to nonfederally-employed, office-based physicians in the United States in which the principal diagnosis was diabetes mellitus.

RECOMMENDATION: None.

ABSTRACT: The author reports on estimates of diabetes-related office visits in the United States for the 12-month period of March 1989 to March 1990. Data were derived from the National Ambulatory Medical Care Survey. During the study period, there were an estimated 13.2 million visits made to nonfederally-employed, office-based physicians at which the principal (first-listed) diagnosis was diabetes mellitus. More than half (57.5 percent) of these visits were made by females, and 86.3 percent were made by persons aged 45 years and older; 79.3 percent of visits were made by white persons. Forty-four percent of visits were made to general or family practice physicians. Internal medicine specialists received 28.7 percent of visits, and ophthalmologists received 6.8 percent. Patients making return visits to the physician for care of their condition accounted for 92.2 percent of the 13.2 million office visits. During the study period, diabetes mellitus was the second- or third-listed diagnosis for an additional 8.7 million office visits. For all office visits in 1989, diabetes mellitus was the seventh most frequently reported principal diagnosis but the fourth most frequently reported morbidity-related principal diagnosis (essential hypertension, otitis media, and acute upper respiratory infections were the first three). Approximately 72 percent of visits with a principal diagnosis of diabetes mellitus included a blood pressure check; other frequently performed diagnostic services on these visits included "other" blood tests, urinalysis, cholesterol measure, and visual acuity examination. Weight reduction was the most frequently reported type of counseling/advice ordered or provided. 3 figures, 18 tables, 7 references, 1 technical note with 3 tables.

240


TITLE: Practice Guidelines for Nutrition Care by Dietetics Practitioners for Outpatients with Non-Insulin-Dependent Diabetes Mellitus: Consensus Statement. Franz, M.J. Journal of the American Dietetic Association. 92(9): 11361139. September 1992.

OBJECTIVE: To present practice guidelines for nutrition care to dietetic practitioners who treat outpatients with type 2 diabetes.

CATEGORY: Policy/position statement.

CONCLUSION: Nutrition practice guidelines provide a road map for nutrition care that allows for consistency in the individualized care of people with type 2 diabetes.

RECOMMENDATION: Patients with type 2 diabetes should be referred to a registered dietitian within the first month after diagnosis, with a follow-up visit at two to four weeks and semiannual or annual visits thereafter. Physicians should supply the registered dietitian with information on diagnosis, treatment modalities and response to date, laboratory values, medical clearance or limitations for exercise, and, if appropriate, psychological or economic data.

ABSTRACT: The American Dietetic Association contracted with the International Diabetes Center (IDC) in Minneapolis, Minnesota, to develop, fieldtest, and evaluate nutrition care practice guidelines. This article is the report of an interdisciplinary consensus panel of experts chaired by the IDC's M.J. Franz, which met in Minneapolis in October 1991. The panel was charged with addressing several critical questions: (1) What are realistic outpatient nutrition care practice guidelines for persons with type 2 diabetes? (2) What decisions are the responsibility of the physician? Of the registered dietitian? (3) What are the expected outcomes related to the nutrition practice guidelines? (4) What is usual nutrition care in the United States for persons with type 2 diabetes? The panel concluded that registered dietitians should determine an appropriate diet prescription for the patient and select appropriate educational materials and interventions. It was determined that two-way communication between the physician and the registered dietitian is critical and that medical outcomes should be evaluated to determine the effectiveness and cost of treatment. Implementing therapeutic advice is important for patients, but how patients view their quality of life may be equally important. In evaluating usual nutrition care in the United States for persons with type 2 diabetes, the panel found that initial nutrition information is provided by the physician, nurse, or registered dietitian. Physicians may spend approximately five minutes handing out diet sheets, but they solicit little if any information from patients about convenience or their ability to follow the meal plan. Another frequent option is for the nurse to spend 10 to 20 minutes providing initial nutrition information. In a 1989-1990 physician survey conducted by the National Institute of Diabetes and Digestive and Kidney Diseases, a majority of respondents said they referred patients with type 2 diabetes to registered dietitians, but it is not known how may patients actually see a dietitian. 17 references.

241


TITLE: Practice Guidelines for Nutrition Care by Dietetics Practitioners for Outpatients with Non-Insulin-Dependent Diabetes Mellitus: Methodologies for Field Testing and Cost Effectiveness Analysis. Mazze, R.S.; Franz, M.J.; Monk, A.; Cooper, N.; Barry, B.; Weaver, T.; McClain, K.; Upham, P.; Haugen, D.; Bergenstal, R. Journal of the American Dietetic Association. 92(9): 11391142. September 1992.

OBJECTIVE: To describe a clinical study designed to assess the impact of nutrition care on persons with type 2 diabetes.

CATEGORY: Policy/position statement.

CONCLUSION: The study is expected to yield information that will help physicians and dietitians better understand the nature of nutrition care in diabetes management. Designing and implementing the nutrition protocols has already yielded important information, such as a consensus as to what is meant by basic and intensive nutrition care for people with type 2 diabetes.

RECOMMENDATION: This study design may serve as a model for the study of the effectiveness and cost-effectiveness of nutrition care for other diseases and conditions.

ABSTRACT: A 2year clinical study has been designed to test three hypotheses for persons with type 2 diabetes treated in an ambulatory setting with either basic nutrition care or care based on practice guidelines determined by expert consensus. The hypotheses are that nutrition care based on practice guidelines will significantly lower blood glucose levels, will significantly improve abnormal lipid profiles, and will significantly control weight in obese patients; in each case, the change is to be within three months, with a requirement for stabilization or further improvement over the next three months. The study will include 240 patients diagnosed with type 2 diabetes and free of diabetes complications (e.g., nephropathy), who were recruited from ambulatory clinical sites in three states and randomly assigned to either basic nutrition care or care based on the guidelines. The patients will be between the ages of 40 and 70 years, must be able to attend the clinics as required by the protocol, and be willing to follow either the basic or practice guideline care regimen. Patients will be evaluated at study enrollment, at three months, and at six months. Data will be collected for biophysical measures (e.g., blood glucose, body mass index), behavior/education (e.g., compliance, knowledge), and cost. Records will be kept of adverse events (e.g., coma, infections). A cost analysis of the two interventions will document the costs for labor, administrative overhead, supplies, and medications related to direct service delivery and outpatient treatment. Rigorous documentation of effects and careful cost documentation will permit a cost-effectiveness analysis to be performed. 1 figure, 35 references.

242


TITLE: Preventive Health Services for Medicare Beneficiaries: Policy and Research Issues. Washington, DC: Office of Technology Assessment, United States Congress. February 1990. 37 pp.

OBJECTIVE: To examine the process that dictates the coverage and delivery of preventive services for Medicare beneficiaries.

CATEGORY: Policy/position statement.

CONCLUSION: None.

RECOMMENDATION: Consideration should be given to funding extended follow-up periods at some of the sites for federal demonstration projects on the costs and effectiveness of providing preventive health services under Medicare. Effectiveness research should be targeted to services offering the potential for large impacts on health status or health costs of the elderly.

ABSTRACT: Vaccines for pneumococcal pneumonia and hepatitis B, screening, mammography, and Pap smears are the only preventive services covered by Medicare. The wisdom of excluding preventive services has been questioned by numerous experts and interested groups. The authors point out that some procedures performed for screening purposes (e.g., lower GI endoscopy) may be paid by Medicare as diagnostic procedures, and tertiary preventive services (e.g., hypertension control) may be reimbursable as therapeutic services. In addition, Medicare beneficiaries enrolled in health maintenance organizations or other competitive medical plans may receive extra preventive care. The authors note several reasons why Medicare coverage of a preventive service may not be enough to bring about appropriate use patterns; consumer, physician, and service characteristics may be more important than out-of-pocket costs. The current strategy for adding preventive services is ad hoc and procedure-specific; formulation of a complete strategy requires choices in the unit of payment (individual procedures versus a service package), criteria to govern the coverage decision and standards for evidence (possible criteria include effectiveness, cost-effectiveness, impact on Medicare outlays, and net economic benefits), and locus of responsibility for coverage decisions. The authors discuss several issues relating to the evaluation of evidence on the cost-effectiveness of preventive services for the elderly and note that the Health Care Financing Administration is supporting six demonstration projects whose goals are to assess the costs and effectiveness of providing health services under Medicare. They cite problems (e.g., design and funding) in the studies and predict that the evidence they produce will be limited. Appendices A-D cover acknowledgments, Office of Technology studies in preventive services for the elderly, Medicare preventive services demonstration projects, and recommendations for periodic health examinations in the elderly. 6 tables (1 in main text, 5 in appendices), 4 appendices, 101 references.

243


TITLE: Preventive Services. United States Department of Health and Human Services, Public Health Service, Health Care Financing Administration. In: State Medicaid Manual. Part 4: Services. Transmittal No. 41. February 1989. 4 pp.

OBJECTIVE: To provide guidelines on optional coverage of preventive services under Medicaid.

CATEGORY: Policy/position statement.

CONCLUSION: Increased use of preventive services offers the potential for improving individual health and reducing the cost of treating illness and injury.

RECOMMENDATION: States should consider reviewing their Medicaid programs for ways to make a wider range of preventive services available and accessible to their Medicaid beneficiaries.

ABSTRACT: In addition to including preventive care as part of other covered services, each state may cover preventive care as a separate benefit under its Medicaid program. For a Medicaid service to be covered, it must involve direct patient care and be for the express purpose of diagnosing, treating, or preventing (or minimizing the adverse effects of) illness, injury, or other impairments to an individual's physical or mental health. Often, a state may have a wide range of preventive services available, but the services are fragmented among numerous agencies and programs in addition to Medicaid. States interested in initiating or expanding a Medicaid preventive care effort can take a two-pronged approach: (1) Medicaid funding of medically oriented personal preventive services for which federal financial participation is available under Title XIX; and (2) increased coordination between Medicaid and other programs that fund or provide preventive care, including referral to social and environmental programs and services. In evaluating amendments to state plans for providing preventive services, the Health Care Financing Administration requires that the proposed services be preventive and fit within the basic Medicaid medical-remedial framework, be directed at the patient, not be otherwise available without cost, not duplicate other federally funded services, and not entail additional payment for a service that is logically a part of otherwise covered services (e.g., a physician providing preventive counseling). Regarding coordination with other programs, the Medicaid agency can perform a valuable referral function and help to supplement available preventive services by directing beneficiaries to appropriate preventive care (e.g., examinations, immunization and treatment services) available from other sources.

244


TITLE: Public Health Focus: Physical Activity and the Prevention of Coronary Heart Disease. Centers for Disease Control and Prevention. Morbidity and Mortality Weekly Report (MMWR). 42(35): 669672. September 10, 1993.

OBJECTIVE: To summarize information on the potential efficacy and cost benefit of promoting physical activity as a way to prevent coronary heart disease.

CATEGORY: Policy/position statement.

CONCLUSION: Educating health professionals and lay persons to implement effective ways of reducing risk factors for coronary heart disease could reduce health care costs substantially.

RECOMMENDATION: Sites that promote physical activity should emphasize participation in a variety of self-directed, moderate-level physical activities with a goal of 30 minutes of participation a day for 5 days a week.

ABSTRACT: Coronary heart disease is the leading cause of mortality in the United States; each year 1.5 million people are diagnosed with this disorder, whose direct and indirect heath care costs are estimated at $47 billion. A 1987 review of 43 epidemiologic studies concluded that moderate to vigorous physical activity reduced coronary heart disease. The risk for coronary heart disease was almost doubled for persons who were physically inactive. Based on 1989 mortality estimates for coronary heart disease, the extrapolated cost of physical inactivity was $5.7 billion, with elevated serum cholesterol the only risk factor for coronary heart disease having a higher estimated cost. In an analysis using hypothetical cohorts over a 30-year period, physical activity was associated with 78 fewer coronary heart disease events and 1,138 quality-adjusted life-years gained. For each quality-adjusted life-year gained, direct cost equals $1,395 and total costs, $11,313. Worksite-based physical activity programs have been estimated to cost employers $100 to $400 per employee per year, but they return an estimated $513 per employee per year. A Canadian intervention program reduced medical claims $6.85 per year for each dollar invested. Annually, in the United States, 20,000 fewer people would die if half the persons with no leisure-time physical activity engaged in moderate physical activity two to three times per week. Physical activity may prevent coronary heart disease by improving weight control, enhancing glucose tolerance and insulin sensitivity, reducing blood pressure, improving coronary artery blood flow, and augmenting high-density lipoprotein levels. Educating health professionals and lay persons to implement effective ways to reduce risk factors for coronary heart disease could result in substantially reduced health care costs. In addition to worksite programs, physical activity programs have been promoted in the schools, community, physician offices, health clinics, homes, and neighborhoods. 2 tables, 16references.

245


TITLE: Public Health Focus: Prevention of Blind-ness Associated with Retinopathy. Division of Diabetes Translation, National Center for Chronic Disease Prevention and Health Promotion, Centers for Disease Control and Prevention. Morbidity and Mortality Weekly Report (MMWR). 42(10): 191195. March 19, 1993.

OBJECTIVE: To summarize information on the efficacy and cost-effectiveness of screening for retinopathy.

CATEGORY: Policy/position statement.

CONCLUSION: (from editorial note) Screening for retinopathy is effective for preventing blindness and is cost effective.

RECOMMENDATION: (from editorial note) Improvement must be made in the timeliness of screening, case-finding, and entry into the health care system of persons with diabetes. All persons with diabetes (except those with type 1 diabetes for less than 5 years) should receive an annual dilated-eye examination by a trained provider with appropriate referral and treatment.

ABSTRACT: Studies of the efficacy and cost-effectiveness of screening for retinopathy are reviewed. More than 90 percent of persons with type 1 diabetes have some retinopathy 15 years after diagnosis; 90 percent of persons with type 2 diabetes who are treated with insulin have some retinopathy 25 years after diagnosis. Among type 2 patients not treated with insulin, more than 60 percent have some retinopathy after 20 years. Prospective clinical trials have shown that laser photocoagulation therapy is effective in reducing the risk of visual impairment. Panretinal laser photocoagulation can reduce the risk of severe visual loss by at least 60 percent in some patients with diabetes. An annual eye examination can identify retinopathy early and permit timely treatment to prevent loss of vision and possible blindness; in a retinal study, however, half of diabetes patients had not had a dilated-eye examination in the preceding year. Economic evaluations indicate that screening for retinopathy costs less than the cost of 1 person-year of blindness. A study by Dasbach et al. (1991) showed that biannual and annual screening programs for persons with type 1 and type 2 diabetes were cost effective. A study by Javitt et al. (1990) evaluated the cost-effectiveness of different screening protocols for retinopathy in patients with type 1 diabetes; the various strategies were estimated to save $62 million to $109 million and 71,000 to 85,000 sight years annually in the United States. 2 figures, 1 table, 14 references.

246


TITLE: Rediagnosing Health Care: Providers' Perspectives. Shortridge, C.L. Diabetes Care. 17(3): 248250. March 1994.

OBJECTIVE: To provide an overview of the Health Security Act unveiled by President Clinton in October 1993 and to discuss the potential health care implications of this plan should it be enacted.

CATEGORY: Policy/position statement.

CONCLUSION: The American Diabetes Association supports health care reform, but the specifics of the Health Security Act give concern to many physicians who treat patients with diabetes.

RECOMMENDATION: As this and other health care plans are circulated through Congress, concerns raised by the medical community (e.g., ease of referral to specialists in the treatment of diabetes, effective preventive services for people with diabetes) must be considered.

ABSTRACT: If passed, President Clinton's 1993 Health Security Act would create a national managed competition system with health alliances, which would be similar to health maintenance organizations and preferred provider organizations. Some physicians fear that this system will hurt private practice, restrict access to specialists, and impair freedom of choice. The Health Security Act establishes a seven member National Health Board that would oversee the health care system, which would be composed of regional or corporate health alliances or state run, single-payer systems. Regardless of which system a state chooses, a comprehensive benefits package will be offered. The American Diabetes Association is committed to ensuring that the plan's basic benefits package includes access to appropriate diabetes treatment and management. Physicians in a health alliance will be paid by the alliance, and those in a single-payer system will be reimbursed by the state. Provider fees will be set by the alliance or by the state. Physicians may choose to join the health alliance or single-payer system in their state or remain outside the system in private practice. The only way patients can access a provider in private practice, however, is to pay for the visit themselves. The plan will establish programs to retrain some specialists as primary care physicians. The plan will also guarantee that 55 percent of medical students enter residencies in family medicine, general internal medicine, general pediatrics, or obstetrics and gynecology. To further deter specialization, the plan will determine the number of specialty slots nationwide available for enrollment in medical education programs.

247


TITLE: Resource Manual to Help Your Program Meet the National Standards. Teza, S.L.; DeVito, A.V. II; Hiss, R.G. Diabetes Educator. 13 Supplement: 210228. May 1987.

OBJECTIVE: To provide advice on developing or improving diabetes education programs; to give specific suggestions on ways to meet the National Standards for Diabetes Patient Education Programs.

CATEGORY: Policy/position statement.

CONCLUSION: Specific suggestions are provided for establishing, organizing, implementing, and evaluating education programs for patients with diabetes.

RECOMMENDATION: These program suggestions should be considered by diabetes educators in developing and evaluating their patient programs.

ABSTRACT: The authors first discuss needs assessment standards, which involve evaluating the need for diabetes education in the area served by a given institution and the educational needs of persons with diabetes. The planning phase of a diabetes education program is then detailed, including methods of establishing policy, the development and role of an advisory committee, and the steps involved in actual program planning. Program management is then discussed, including the role of the program coordinator, organizational relationships, and budgeting. The fourth section examines communication/coordination, the use of physician liaisons, educational teams, and education records and provides sample education records. The fifth through tenth sections deal with patient access to teaching, content/curriculum, instructors, follow-up, evaluation, and documentation. A glossary of terminology and a collection of abstracts relating to diabetes education programs are included. Also included are the National Standards for Diabetes Patient Education Programs, which were developed under the aegis of the National Diabetes Advisory Board and have been endorsed by the diabetes community. 6 figures, 16 tables, 1 glossary.

248


TITLE: Screening for Diabetes Mellitus. U.S. Preventive Services Task Force. In: Guide to Clinical Preventive Services: An Assessment of the Effectiveness of 169 Interventions. Baltimore: Williams & Wilkins. 1989. pp. 95103.

OBJECTIVE: To assess the appropriateness of screening for diabetes mellitus in the U.S. population.

CATEGORY: Policy/position statement.

CONCLUSION: Screening for diabetes mellitus has not been proven sufficiently beneficial in nonpregnant, asymptomatic individuals to warrant widespread use.

RECOMMENDATION: An oral glucose tolerance test is recommended for pregnant women between gestational weeks 24 and 28, but routine plasma or urine glucose screening in other asymptomatic persons is not recommended except possibly for people at high risk for diabetes.

ABSTRACT: The authors discussed screening for diabetes mellitus in the population at large. As there are large intra- and interindividual variations in glucose measurements in healthy individuals and those with impaired glucose tolerance or diabetes, complex criteria involving multiple measurements are needed for a definitive diagnosis. Fasting blood glucose is an accurate test, but fasting is inconvenient, and, in some cases, sensitivity has been poor. Postprandial blood glucose is more convenient, but the time limitations for collecting blood makes it difficult to use for screening. The oral glucose tolerance test (GTT) is expensive and inconvenient because of the requirement for multiple venipunctures over several hours. A half-dose oral GTT for pregnant women has 83 percent of the sensitivity and 87 percent of the specificity of the full-dose GTT; for every true positive case of gestational diabetes identified, 5 false positives are found. Urine glucose testing is considered unreliable with a sensitivity of less than 30 percent. Evidence is conflicting about the benefit of early detection and treatment impaired glucose tolerance; most people do not develop diabetes even without treatment. Data on the effect of early glycemia regulation on the subsequent development and progression of complications from diabetes are also conflicting. Studies have shown benefit to mother and child of glycemic control during pregnancy, although the influences of good prenatal care on outcome could not be assessed. An oral GTT is recommended for pregnant women between gestational weeks 24 and 28, but routine plasma or urine glucose screening in other asymptomatic persons is not recommended, except possibly for people at high risk for diabetes. 79 references.

249


TITLE: Source Book of Health Insurance Data 1991. Health Insurance Association of America. Washington, DC. 1991. 135 pp.

OBJECTIVE: To provide a basic reference tool for private health insurance in the United States.

CATEGORY: Policy/position statement.

CONCLUSION: None.

RECOMMENDATION: None.

ABSTRACT: The authors describe the role and function of health insurance (chapter 1) and review the private health insurance industry (chapter 2). Succeeding chapters discuss public health coverage — expenditures and enrollment; medical care costs; health services, resources, and utilization; and disability, morbidity, and mortality. Brief sections cover "health and health care acronyms" and "historical facts." An extensive glossary is included. The report contains tables on a wide variety of topics, including coverage, premiums, health maintenance organization enrollment, Medicare enrollment, national health expenditures, hospital utilization, disability days, and many others. Data in the book were obtained from reports of insurance companies, government agencies, hospital and medical associations, and other health insurance plans. The book has been published annually by the Health Insurance Association of America since 1960. 67 tables.

250


TITLE: Third Party Coverage for Diabetes Education Program. Schwartz, R.; Zaremba M.; Ra, K. Quarterly Review Bulletin. 11(7): 213217. July 1985.

OBJECTIVE: To review the Ambulatory Diabetes Education and Follow-up Program in Maine and its efforts to acquire third party reimbursement.

CATEGORY: Policy/position statement.

CONCLUSION: The Maine Diabetes Control Project has successfully obtained third party reimbursement for a diabetes education program, first as a demonstration project, then on the basis of a study that revealed its economic benefit.

RECOMMENDATION: Health education programs seeking reimbursement are encouraged to keep up with existing literature and Medicare and Medicaid regulations, ensure representation from third party payers, and prepare a cost-benefit analysis.

ABSTRACT: Under an agreement with the Centers for Disease Control, Maine's Department of Human Services developed the Ambulatory Diabetes Education and Follow-up Program by working with area physicians to identify individuals with diabetes, interviewing the patients to assess their level of knowledge and attitudes about diabetes, and enrolling individuals and family/friends into group education classes and individual diet counseling. The curriculum (five classes plus a one-to-one dietary counseling session) covered an introduction to diabetes, testing and hyperglycemia, meal planning, medications and hypoglycemia, and "general factors" such as foot care, smoking, and publications and associations. In 1980, major third party payers agreed to reimburse hospitals or rural health centers in the state for this program if participants were referred by a physician, had an individualized education plan, had records maintained for them, and if the program met state guidelines. A follow-up study for January 1981 through June 1982 found that the number of hospitalizations and length of stay were both reduced 32.2 percent, with a gross savings of $359,835. Participation in the program cost $150 per participant and resulted in a net savings of $293 per patient. Blue Cross-Blue Shield of Maine, Medicare, and Medicaid have continued to reimburse the program, which the parent Diabetes Control Project oversees to ensure its quality and to keep insurers informed of institutions that are participating. The authors suggest that those seeking third party coverage become familiar with existing literature and with Medicare and Medicaid regulations, solicit representation from third party payers at the project's beginning, prepare a cost-benefit analysis, form a committee of various entities (e.g., Blue Cross-Blue Shield, the hospital association) that might endorse the project's efforts to get reimbursement, and gain and maintain physician support. 2 figures.

251


TITLE: Third Party Reimbursement for Outpatient Diabetes Education and Counseling. American Diabetes Association. Diabetes Care. 13 (Supplement 1): S36. January 1990.

OBJECTIVE: To articulate the position of the American Diabetes Association on reimbursement for outpatient education programs for patients with diabetes. (Note: This position statement was superseded by "Third Party Reimbursement for Diabetes Care, Self-Management Education, and Supplies." Diabetes Care. 19 (Supplement 1): S48. January 1996.)

CATEGORY: Policy/position statement.

CONCLUSION: Not making outpatient education a covered benefit is a major barrier to its availability and accessibility.

RECOMMENDATION: The American Diabetes Association strongly supports and encourages adequate reimbursement and payment for those outpatient education services for patients with diabetes that meet accepted standards.

ABSTRACT: Complications for patients with diabetes cost about $20 billion in 1987. Many studies have shown that education and self-management programs reduce costs of diabetes. Continuing patient education for self-management is integral to diabetes treatment, and all people with diabetes should have access to affordable patient education. National standards and a quality assurance program are already in place. The major barrier to patient education services is the lack of reimbursement by insurers and health care financing plans. 10 references.

252


TITLE: Worksheet to Estimate Program Costs and Savings. Hunt, C. Diabetes Educator. 16(4): 282283. July-August 1990.

OBJECTIVE: To provide a worksheet that clinicians can use to estimate program costs and net cost savings for diabetes outpatient education programs.

CATEGORY: Policy/position statement.

CONCLUSION: None.

RECOMMENDATION: None.

ABSTRACT: A worksheet used by Pennsylvania diabetes outpatient education programs to assist them in their dialogue with third party payers is presented. According to Barbara Bodnar, diabetes nurse consultant with the Pennsylvania Department of Health, pilot studies have documented a one-third reduction in inpatient hospital usage attributable to diabetes outpatient education programs. The worksheet has three distinct sections: inpatient costs, program costs, and net cost savings (estimated). Users of this worksheet simply input numerical data as outlined in the instructions. Upon reaching the end of the worksheet, users will have an estimate of the net savings to their hospital/clinic from the diabetes outpatient education program. A 30 percent figure is used in the worksheet for the reduction in hospital costs from diabetes patient education.

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