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BRFSS Annual Survey Data


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2002 Summary Data Quality Report

This report provides selected statistical indicators of data quality in the Behavioral Risk Factor Surveillance System (BRFSS). The report presents data on three general types of measures by state1:

(1) Outcome measures, including response rates, which are based on disposition codes.

(2) Selection biases with respect to gender, age, and race/ethnicity.

(3) Missing values on income.

The measures in this report are designed to document the quality of BRFSS data.2 "Data quality" in this report refers to the accuracy of BRFSS data.

Outcome Measures

The factors affecting the distribution of disposition codes by state may be grouped into differences in telephone systems, sample designs, surveyed populations, and data collection processes. Different outcome measures are variously affected by differences in these factors.

Tables 1 and 2 present the frequency of the thirty-one individual final disposition codes by state. Table 1 shows the distribution of all cases of determined eligibility status in the sample. Table 2 presents this distribution for numbers of unknown eligibility. The number of completed interviews (110) plus the number of partial interviews (120) divided by the total number of cases by state is the Efficiency Rate.

Table 3 presents brief descriptions of each final call disposition code. For more information on the BRFSS protocol and process for assigning disposition codes, as well as a list of interim disposition codes, see BRFSS Policy Memo 2001.1: BRFSS Disposition Codes.

Table 4 shows the frequency distribution and Table 5 shows the percent (of all numbers in the sample) distribution of disposition codes for each state grouped into several descriptive categories. The categories shown in Tables 4 and 5 and used in the calculations of the outcome rates in Table 6 are defined below.

Categories of Case Outcomes

Category Disposition Code Definition Format in Tables/Formulas
Completed Interview 01 COIN
Terminations and Refusals (210*.68)+220 TERE
Known Household, Possibly Eligible, Non-interview 230+240+250+260+270+280
+305+310+315+335
KNHH
Likely Households 320+325+330+332+340+355+

370

LIHH
Answering Machine Unknown 345+350 AMUR
Ineligible Households 410 INHH
Non-Contact 360+365 NCUS
Business Non-Residential 420 BUNR
Non-working Out-of-Scope 405+430+440+450 NOSN
Eligible, Non-Interview 210+220+230+240+250+260+

270+280

Elig HH
Known or Probable Household, Unknown Eligibility 305+310+315+320+325+330+

332+335+340+345+350+355+

370

EUHH
Unknown Eligibility EUHH+NCUS Unknown
Ineligible 410+420+NOSN Ineligible
All Known or Probable Households COIN+TERE+KNHH+LIHH+

INHH

HH
Total Cases All numbers in sample TOTAL

Table 6 provides six outcome rates for each state that are used to measure respondent cooperation, data quality, and data collection efficiency. The Resolution Rate is the proportion of all telephone numbers in the sample for which the status of the cases as households with working numbers has been resolved. Cases for which household status remains unknown are excluded from the numerator. The formula for the Resolution Rate is

Formula: The sum of completed interviews, terminations and refusals, possibly eligible known households, ineligible households, commercial numbers, and non-working numbers divided by the number of total cases.

The Screening Completion Rate is the proportion of all known households in which the presence or absence of an eligible respondent has been determined and in which, for eligible households, an interviewer actually spoke to the selected respondent. Households in which the presence or absence of an adult is unknown are excluded from the numerator. Its formula is

Formua: the sum of completed interviews, terminations and refusals, and ineligible households divided by the sum of the numerator and possibly eligible known households.

The Interview Completion Rate is the proportion of contacted selected respondents who successfully complete an interview. This rate is a type of cooperation rate. An alternate response rate definition is the product of these three rates. The formula for the Interview Completion Rate is

Formula: the number of completed interviews divided by the sum of the completed interviews and terminations and refusals.

The Cooperation Rate is the proportion of all cases interviewed of all eligible units that were actually contacted. Non-contacts are excluded from the denominator. This rate is based on contacts with households containing an eligible respondent. The denominator of the rate includes completed interviews plus the number of non-interviews that involve the identification of and contact with an eligible respondent. A Cooperation Rate below 65 percent may indicate some problem with interviewing techniques. The denominator of the Cooperation Rate consists of records with disposition codes of 110, 120, 210, 220, 250, and 260. Thus, the formula for the BRFSS Cooperation Rate is

Formula: the number of completed interviews divided by the sum of the completed interviews, terminations and refusals, the selected respondent language problem code, and the selected respondent unable to complete code.

A response rate is an outcome rate with the number of completed and partial interviews in the numerator and an estimate of the number of eligible units in the sample in the denominator. A proportion of the terminations (210) are included as partial interviews in the BRFSS CASRO Response Rate calculation because more than fifty percent of the core questionnaire was completed in these cases. The BRFSS CASRO Rate calculation assumes that the unresolved numbers contain the same percentage of eligible households as the records whose eligibility or ineligibility are determined. This estimated level of eligibility provides a conservative response rate due to the fact that the proportion of these unknown eligible telephone numbers that are eligible is probably quite low, given the fifteen or more call attempts required by BRFSS protocol. The formula for the BRFSS CASRO Rate is

Formula: The numerator of the BRFSS CASRO Rate is the number of completed interviews.  Its denominator consists of the sum of completes, partial completes, eligible non-interviews, and the estimated proportion of cases of unknown eligibility that are eligible.  The estimated proportion of cases of unknown eligibility that are eligible is determined by multiplying the cases of unknown eligibility by a factor calculating the proportion of cases of determined eligibility that are eligible.  This factor is calculated by dividing the sum of completes, partial completes, and eligible non-interviews by the sum of this numerator and the ineligible cases.

Table 5 also presents the BRFSS Overall Response Rate. The Overall Response Rate is a more conservative response rate that assumes that more unknown cases are eligible and thus includes a higher proportion of all numbers in the denominator. The rate assumes that 90 percent of likely households are households and that 98 percent of households contain an adult who uses the phone number.

The Overall Response Rate formula is

Formula: The numerator of the BRFSS CASRO Rate is the number of completed interviews.  Its denominator consists of ninety-eight percent of the sum of completed interviews, terminations and refusals, possibly eligible known households, ineligible households, and ninety percent of the sum of likely households and answering machines.

A response rate is an indicator of the potential for bias in the results of a survey. It does not indicate the actual amount of bias. The actual amount of bias can be conceptualized as a function of two factors—the amount of non-response, which is measured by a response rate, and the differences between the respondents and the non-respondents. A response rate does not address the latter factor. If the non-respondents are highly similar to the respondents for the characteristics of interest, then even a low response rate will result in little non-response bias.

Selection Biases

Tables 7 through 14 present data on the differences between BRFSS and population data with respect to sex, age, and race/ethnicity by state. In these tables, BRFSS data are weighted for the characteristics of the sample design—disproportionate sampling by geographic and density strata (where they exist), number of telephones, and number of adults in the household.3 Since these factors are built into the sample design, they should be adjusted for before comparing survey distributions to population distributions. No standards exist to determine what constitutes a substantial difference between survey and population percentages. One approach would be to examine the distribution of discrepant values with the purpose of identifying extreme values, or outliers, which may indicate biased data.

Income Missing Values

Table 15 presents the percent missing (Don’t know/Not sure or Refused or either) income by state. Income is the variable in the survey data with the largest percentage of missing values. A larger percentage of missing values for income implies lower quality data for income and, by extension, for other variables.

Table 1. BRFSS Call Dispositions, Frequency Distribution by State for Cases of Known Eligibility, 2002
State 110 120 210 220 230 240 250 260 270 280
AK 2,641 53 100 561 179 157 53 26 37 4
AL 2,956 135 198 543 212 50 8 67 1 1
AR 3,767 130 203 847 159 422 33 191 36 3
AZ 3,068 159 121 853 106 371 93 62 0 0
CA 4,041 174 147 1,581 432 246 731 145 0 5
CO 3,913 139 100 843 464 182 38 116 40 12
CT 5,121 442 139 2,134 246 917 126 143 0 0
DC 2,257 151 66 656 153 271 57 32 0 0
DE 4,019 12 20 669 20 1,191 6 71 4 0
FL 5,797 353 343 2,017 103 1,184 264 141 0 0
GA 4,934 131 234 1,728 575 208 80 162 10 5
GU 805 26 31 161 70 122 104 13 0 0
HI 6,000 0 7 785 0 439 833 208 8 0
IA 3,517 145 63 696 220 298 36 138 23 5
ID 4,857 180 204 981 216 386 65 109 195 25
IL 5,242 0 58 840 1,741 145 68 151 55 42
IN 5,487 302 323 1,639 346 836 31 134 90 8
KS 4,474 128 100 1,284 263 132 16 40 76 5
KY 7,051 16 42 957 18 806 12 103 63 0
LA 4,895 135 208 2,338 698 386 32 259 22 4
MA 6,489 940 348 3,218 330 1,306 338 160 0 0
MD 4,191 210 89 1,760 229 710 89 99 0 0
ME 2,322 116 39 723 69 154 9 57 0 0
MI 5,804 129 109 1,362 1,110 97 58 188 0 0
MN 4,494 0 15 0 7 0 0 0 0 0
MO 4,541 189 211 681 738 67 23 128 20 10
MS 3,936 149 203 1,080 347 191 15 169 8 2
MT 3,847 189 53 1,115 132 291 5 100 0 0
NC 6,580 168 150 1,266 494 455 24 216 23 7
ND 2,864 132 98 640 130 230 4 66 35 0
NE 4,380 3 43 597 166 75 8 27 37 5
NH 4,738 301 105 1,777 223 498 48 99 0 0
NJ 5,752 427 262 2,512 253 1,273 347 130 0 0
NM 4,476 195 140 948 464 161 22 153 36 9
NV 3,100 56 25 458 334 16 11 65 29 8
NY 4,162 304 269 1,454 387 1,018 167 128 100 13
OH 3,860 232 73 1,755 215 470 25 106 0 0
OK 6,756 17 144 1,037 449 494 11 123 28 7
OR 2,962 113 114 779 176 305 36 82 24 3
PA 12,759 732 711 3,843 804 1,844 155 377 215 12
PR 4,117 2 31 124 331 55 3 157 11 12
RI 3,528 315 94 1,362 191 473 137 101 0 1
SC 4,096 407 365 1,414 340 894 32 155 119 11
SD 4,749 39 86 1,083 200 106 15 35 44 8
TN 3,170 37 16 0 6 0 0 0 0 1
TX 5,565 542 483 1,954 551 1,399 80 194 221 46
UT 4,019 61 47 512 344 18 67 34 13 4
VA 4,043 349 219 1,003 422 305 144 112 39 6
VI 2,080 199 256 321 137 519 46 63 31 0
VT 4,070 169 62 1,079 130 340 12 79 0 0
WA 4,799 88 172 1,671 495 282 158 218 35 6
WI 4,048 308 148 869 331 14 30 77 166 78
WV 3,325 25 41 565 190 148 4 133 14 2
WY 3,437 109 88 657 143 296 18 83 21 2
Cumulative 237,901 10,063 8,016 61,732 17,089 23,253 4,827 6,225 1,929 372
Median 4,108 142 107 969 226 297 35 111 21 3

Table 1. continued
State Total Eligible 405 410 420 430 440 450 Total Ineligible
AK 3,811 0 31 2,484 846 289 24,346 27,996
AL 4,172 0 23 1,909 356 537 7,229 10,054
AR 5,791 1 35 3,017 588 319 17,648 21,608
AZ 4,833 0 35 2,780 588 0 13,122 16,525
CA 7,502 0 65 5,376 1,941 1,364 21,488 30,234
CO 5,847 0 28 5,070 1,134 79 15,768 22,079
CT 9,268 0 83 6,970 1,327 0 26,496 34,876
DC 3,643 0 40 8,050 1,112 0 18,778 27,980
DE 6,012 0 56 3,397 666 542 22,980 27,641
FL 10,202 0 118 7,031 1,660 0 26,912 35,721
GA 8,067 15 65 5,842 1,499 1,378 24,144 32,943
GU 1,332 0 8 1,320 295 0 5,396 7,019
HI 8,280 44 19 5,958 3,494 104 32,165 41,784
IA 5,141 0 9 2,003 544 634 18,625 21,815
ID 7,218 2 32 4,009 1,311 323 22,988 28,665
IL 8,342 0 32 5,124 1,493 1,409 24,549 32,607
IN 9,196 2 32 5,154 1,096 1,468 26,014 33,766
KS 6,518 2 20 4,310 982 727 29,474 35,515
KY 9,074 3 26 4,253 182 45 35,558 40,067
LA 8,977 1 107 4,510 1,274 180 24,848 30,920
MA 13,129 0 110 11,130 1,838 0 43,320 56,398
MD 7,377 0 78 5,613 1,240 0 24,934 31,865
ME 3,489 0 22 1,470 289 0 9,284 11,065
MI 8,857 0 171 6,943 45 2,929 24,523 34,611
MN 4,516 0 59 2,326 639 410 17,682 21,116
MO 6,608 3 47 2,951 706 1,541 19,043 24,291
MS 6,100 14 38 3,299 790 1,592 16,386 22,119
MT 5,732 0 21 2,474 563 0 25,839 28,897
NC 9,383 2 37 4,662 1,149 798 19,463 26,111
ND 4,199 2 18 2,142 316 277 20,762 23,517
NE 5,341 0 22 2,788 529 544 20,885 24,768
NH 7,789 0 46 4,300 969 0 23,872 29,187
NJ 10,956 0 249 11,613 3,098 0 44,166 59,126
NM 6,607 1 25 3,140 962 442 16,731 21,301
NV 4,102 1 79 2,544 1,122 486 15,065 19,297
NY 8,002 4 35 6,465 1,662 884 21,083 30,133
OH 6,736 0 44 3,681 760 0 16,268 20,753
OK 9,066 0 79 4,118 964 1,331 27,241 33,733
OR 4,594 1 26 2,966 780 367 12,472 16,612
PA 21,452 96 345 12,738 3,548 3,293 64,582 84,602
PR 4,846 0 5 1,306 370 3,220 4,162 9,063
RI 6,202 0 42 3,587 701 0 20,955 25,285
SC 7,833 5 44 4,519 919 362 18,756 24,605
SD 6,365 0 20 2,883 598 406 29,347 33,254
TN 3,230 0 58 1,719 539 205 9,256 11,777
TX 11,035 0 107 8,378 2,608 1,775 43,004 55,872
UT 5,119 1 9 1,991 643 120 14,492 17,256
VA 6,642 29 10 3,061 892 734 13,790 18,516
VI 3,652 1 22 2,905 695 208 9,342 13,173
VT 5,941 0 23 3,098 494 0 26,796 30,411
WA 7,924 4 42 5,037 1,400 2,191 21,750 30,424
WI 6,069 0 21 2,344 660 274 12,760 16,059
WV 4,447 1 12 1,260 308 132 7,240 8,953
WY 4,854 0 19 2,613 483 940 14,420 18,475
Cumulative 371,420 235 2,849 230,631 55,667 34,859 1,168,199 1,492,440
Median 6,442 0 35 3,492 818 343 20,920 26,876

Table 2. BRFSS Call Dispositions, Frequency Distribution by State for Cases of Unknown Eligibility, 2002
State 305 310 315 320 325 330 332
AK 43 311 27 23 4 580 50
AL 17 676 174 20 22 604 8
AR 72 708 78 61 29 1,549 80
AZ 64 1,261 284 219 19 480 108
CA 68 1,310 698 793 21 1,613 160
CO 56 531 103 31 23 1,410 245
CT 712 3,775 501 188 78 1,301 145
DC 276 1,079 347 184 28 589 197
DE 1,117 863 5 56 113 572 7
FL 121 4,715 905 842 87 1,238 112
GA 92 1,823 345 196 56 2,882 188
GU 60 62 41 108 2 55 82
HI 169 81 0 0 170 1,897 0
IA 61 250 65 57 32 693 111
ID 107 546 105 116 10 2,117 78
IL 41 220 917 179 70 2,497 0
IN 190 1,448 148 22 22 3,099 136
KS 46 911 106 30 14 2,721 49
KY 604 855 57 25 49 2,836 9
LA 92 1,565 227 45 50 1,707 118
MA 981 4,877 620 433 114 1,537 143
MD 902 2,610 498 194 36 1,237 203
ME 123 601 70 14 27 296 53
MI 22 2,497 1,217 150 112 960 78
MN 156 529 580 134 170 1,347 336
MO 16 387 155 18 19 902 359
MS 109 753 167 23 41 1,371 126
MT 75 712 81 11 27 492 140
NC 117 1,236 170 31 40 1,315 51
ND 49 417 56 4 19 844 40
NE 36 869 118 16 5 853 2
NH 265 2,009 208 59 44 1,003 149
NJ 264 5,669 934 712 68 1,890 573
NM 58 602 88 10 13 1,099 133
NV 9 31 9 72 17 2,101 629
NY 417 1,527 289 312 35 3,263 256
OH 411 1,893 247 46 59 982 133
OK 127 767 153 13 19 1,509 131
OR 90 647 104 50 18 1,294 51
PA 835 3,131 390 205 64 7,564 417
PR 8 55 16 2 5 30 30
RI 392 1,828 231 116 56 865 63
SC 323 1,124 127 70 27 2,633 170
SD 33 671 53 9 4 734 4
TN 62 437 84 51 89 2,008 27
TX 551 2,333 343 131 28 4,705 294
UT 10 218 31 55 11 444 38
VA 235 769 286 70 60