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Vaccine |
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Identification |
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Standards |
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Initiative
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Background and Rationale
(draft
2001-April-11)
Click Images to Enlarge
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Accurate vaccination records are essential for various activities
which maintain public confidence in and enhance the success of our
immunization system: (1) monitoring the safety and side effects of
vaccines, (2) determining the proportion of children protected by
immunization, (3) assessing the efficacy of vaccines during epidemic
situations, and (4) tracking the vaccination status of individual children
by immunization registries.
The National Childhood Vaccine
Injury Act of 1986 (U.S. public law 99-660), which established
the National
Vaccine Injury Compensation Program (VICP), mandates
that each health care provider administering vaccines covered
by the act -- principally those recommended for children
-- must record in the medical record the date, manufacturer,
and lot number of the vaccine (Public
Health Service Act, Title 42, Chapter 6A, Subchapter XIX,
Part 2, subpart c).
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| ERRONEOUS
VACCINATION RECORDS. The accurate transfer of such
vaccine identifying information from vials to medical records and onwards
into immunization registries is becoming increasingly problematic as new
vaccine products with increasing numbers of antigens in combination
vaccines enter the market. One tetravalent vaccine, DTPa-HIB,
has 20 words in its official generic name.
Pentavalent and hexavalent products with even longer names are being
developed.
The task of manually transcribing
vaccine identity, manufacturer name, and lot number is a burden on busy
health-care providers with competing responsibilities and limited time.
It is a challenge to decipher the wide variety of hastily scribbled
notations often used to identify vaccines. Omitted or ambiguous data
or erroneous transcriptions inevitably occur.
One study by Wilson and
Pennisi (Pediatrics 1994;94:902-906)
evaluated the accuracy of computerized immunizations records transcribed
from handwritten records of 2,098 children vaccinated at the UCLA
Children's Health Center during a 12 month period. The overall
transcription error rate was at least 10.2%. Moreover, it was found that
38.4% of the children who were determined from the records to be "underimmunized"
had previously received undocumented immunizations from other providers.
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| MISSING
LOT NUMBERS. The Vaccine Safety and Development
Branch (VSDB) of the National Immunization Program (NIP) of CDC oversees
two major, national surveillance systems for vaccine safety. One is
the Vaccine Adverse Events Reporting
System (VAERS) -- a passive-surveillance
system run jointly with the FDA. Analyses of VAERS data have
found substantial rates of missing or erroneous data in the provision of
lot numbers and other identifying information on adverse event report
forms. The proportion of VAERS reporting forms with missing lot
numbers has increased steadily, from about 12 percent in 1993 to about 20
percent in 1997. Presumably, this reflects missing information in
the medical records upon which the reports were based. |
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| NONEXISTENT
LOT NUMBERS. Even when the lot number is provided,
there is an increasing trend for it to be inaccurate. The proportion
of VAERS database records with "suspect" lot numbers increased
steadily from a low of about 9 percent in 1992 to a high of about 14
percent in 1997.
Since actual vaccine lot
numbers in circulation are proprietary information not available to CDC,
"inaccurate" numbers were defined as those received in fewer
than 5 reports from among the approximately 10,000 reports received each
year. (This may artifactually increase slightly the number of
reports classified with inaccurate numbers for new lots that recently
entered the market before the cutoff date of each time period.) |
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| TRANSCRIPTION
ERRORS. Another way to assess inaccuracies in lot
number reporting is by comparing rarely reported lot numbers to common
ones. The other major surveillance system maintained by VSDB is the Vaccine
Safety Datalink (VSD) project, a prospective cohort study of four
collaborating health maintenance organizations (HMOs). These HMOs
maintain computerized records of immunizations and medical events on their
member subscribers, constituting 2 percent of the U.S. population.
The listing in the
illustration at the right (click to enlarge) represents the first 13 lot
numbers output numerically from the database for a specific DT
vaccine. The lot number recorded most frequently (the mode),
0J21027, was accompanied by many similar ones with much rarer frequency,
suggesting these numbers represent reading or transcription errors.
Among all 1585 immunizations with this DT vaccine, there were 13
lot numbers reported for more than 10 vaccinations each (n=1422), while 91
numbers were reported with 10 or fewer vaccinations each (n=163).
The latter 10 percent are presumed erroneous.
In another analysis not shown
here, Wyeth-Lederle furnished lot numbers for all their DTP
vaccine in circulation; 19 percent of lot numbers recorded in the VSD
database for this vaccine did not exist. |
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| UNIDENTIFIED
PACKAGE NUMBERS. It is easy to see how
transcription errors can occur if one examines vaccine packaging.
This 10-dose container for OPV
illustrates a source of potential error in lot number recording -- the
presence of multiple numbers, none of which are identified as
"lot" or "control" or whatever. The underside of
the package contains non-inked embossed numbers "0744C 12" near
one edge and "MAR 97 434-990" near the opposite edge. The
expiration date is obvious, although hard to read unless the package is
turned to reflect the light exactly right. But it is not obvious
which is the lot number. |
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| NUMBER
VARIATION BETWEEN CONTAINERS. Even smaller numbers,
again without ink, are embossed on the individual plastic dispettes®
containing single doses from the package above. After clicking to
enlarge the photograph at right, click here to learn
the actual lot number on this dispette. Interestingly, the final 5th
digit does not appear on the secondary container, and the 5th digit on
other dispettes in the same 10-dose container had differing final numbers
(1,2,3, and 6), indicating the 5th digit is not part of the lot no.
This disparity between lot numbers printed on associated primary and
secondary containers may also cause confusion in safety monitoring
systems. |
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| NON-INKED
EMBOSSING. Even on cardboard packaging, some lot
numbers are embossed without ink, which may be difficult to read correctly
under certain lighting conditions. |
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| END-USER
ASSEMBLED COMBINATIONS. Confusion can also arise for
vaccines which are combined from separate component vaccines just before
administration to the patient, such as this DTPw-HIB.
The larger box (top photo) contains inner boxes with the two vaccines.
The health worker mixes the DTPw vaccine in the smallest box with
the HIB vaccine in the middle-sized box (second photo). Notice
three different lot numbers appearing on each box (fourth photo). If
either of the bottom two lot numbers are recorded, rather than the
"pick number" representing the entire combination, there may be
uncertainty in determining exactly what vaccination the child received. |
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IMMUNIZATION REGISTRIES.
Immunization registries have an important role in improving the efficiency
and impact of the immunization system. Registries are usually
located within or affiliated with state and local health departments, with
financial and technical assistance from public
health agencies and non-governmental
organizations.
Registries keep track of the
specific vaccinations received by individual children, while maintaining
appropriate confidentiality. Their two main purposes are (1) to
provide proper follow-up reminders to parents when the next doses are due,
and (2) to furnish accurate and timely information to authorized health
care workers about the prior vaccinations received by new patients
transferring into their care. Such information can help avoid
unnecessary extraimmunization.
Future roles may include furnishing parents with documentation of
vaccinations received from scattered providers to satisfy school entry
requirements, reporting and monitoring vaccine adverse events, and
assessing immunization coverage.
Registries rely on the voluntary
cooperation of vaccination providers in furnishing the necessary
information. Thus, improving the convenience of recording and
transmitting such information may improve the rates of participation of
providers in the system. |
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| MEDICAL
ERRORS. There is increasing concern over the
frequency of medical errors
occurring in health care. Mistakes may include administering an
incorrect product, using an incorrect dosage, delivering into an incorrect
tissue compartment, or failing to realize the presence of a
contraindicated component. Key information to minimize this risk is
now provided on vaccine cartons in a variety of formats and layouts which
differ from manufacturer to manufacturer, and even from product to product
within a manufacturer's line. Standardizing the layout and format of
such information might assist nurses and physicians in more readily
finding the information they need. |
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| VISI GOALS.
To address the various problems and needs cited above, the principal goal
of the Vaccine Identification Standards Initiative (VISI) is to develop
voluntary guidelines for improved packaging and labeling of vaccines in
order to increase the accuracy, efficiency, safety, and convenience of the
vaccination process, especially the transfer of essential vaccine
identifying information from the vaccine vial into the medical record and
onwards into immunization registries.
VISI is a voluntary, cooperative effort among
relevant and interested individuals and
organizations which comprise the vaccine and immunization system.
VISI has focused on developing application
guidelines and prototypes which fall into six major related
components:
- Peel-off stickers containing
all essential information in English and barcoding affixed by
manufacturers on their vaccine vials and prefilled syringes
- Redundant full barcoding
of essential information on outer cardboard packaging
- Uniform vaccine
administration record form to receive peel-off stickers
- National Drug Code vaccine
database on the web to identify vaccines from their NDC and
vice versa
- Vaccine Facts
sidebar on outer cardboard packaging to standardize the
format and location of key information needed by immunization
providers
- Standardized
abbreviations for vaccine types and vaccine manufacturers
and distributors
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TriHIBit™ generic name
= "Haemophilus b Conjugate Vaccine (Tetanus Toxoid Conjugate) --
ActHIB® Reconstituted with Diphtheria and Tetanus Toxoids and Acellular
Pertussis Vaccine Adsorbed -- Tripedia®"
{Return to text where TriHIBit™ generic name
cited }
Embossing on OPV dispette =
744C3 {Return to
text where OPV lot number discussed}
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