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Surveillance for Waterborne-Disease Outbreaks Associated
with Recreational Water --- United States, 2001--2002
Jonathan S. Yoder, M.P.H.,
M.S.W.,1,2 Brian G. Blackburn, M.D.,2,3 Gunther F. Craun, M.P.H.,4 Vincent Hill, Ph.D.,2 Deborah A. Levy,
Ph.D.,5 Nora Chen, Sc.M.,1 Sherline H. Lee, M.P.H.,5 Rebecca L. Calderon,
Ph.D.,6 Michael J. Beach, Ph.D.2
1Public Health Prevention Service, Epidemiology Program Office, CDC; 2Division of Parasitic Diseases, National Center for Infectious Diseases, CDC; 3Epidemic Intelligence Service, Epidemiology Program Office, CDC; 4Gunther F. Craun and Associates, Staunton, Virginia;
5Division of Healthcare Quality and Promotion, National Center for Infectious Diseases, CDC;
6U.S. Environmental Protection Agency, Research Triangle Park, North Carolina
Corresponding author: Michael J. Beach, Ph.D., Epidemiologist, CDC/NCID/DPD, 1600 Clifton Rd., NE, MS F-22, Atlanta, GA 30341; Fax: 770-488-7761; E-mail:
Problem/Condition: Since 1971, CDC, the U.S. Environmental Protection Agency, and the Council of State
and Territorial Epidemiologists have maintained a collaborative surveillance system for collecting and periodically reporting data related to occurrences and causes of waterborne-disease outbreaks (WBDOs) related to drinking water; tabulation of recreational water-associated outbreaks was added to the survillance system in
1978.This surveillance system is the primary source of data concerning the scope and effects of waterborne disease outbreaks on persons in the United States.
Reporting Period Covered: This summary includes data on WBDOs associated with recreational water
that occurred during January 2001--December 2002 and on a previously unreported outbreak that occurred
Description of the System: Public health departments in the states, territories, localities, and the Freely Associated States are primarily responsible for detecting and investigating WBDOs and voluntarily reporting them to CDC on a standard form. The surveillance system includes data for outbreaks associated with both drinking water
and recreational water; only outbreaks associated with recreational water are reported in this summary.
Results: During 2001--2002, a total of 65 WBDOs associated with recreational water were reported by 23
states. These 65 outbreaks caused illness among an estimated 2,536 persons; 61 persons were hospitalized, eight of whomdied. This is the largest number of recreational water-associated outbreaks to occur since reporting began in 1978; the number of recreational water-associated outbreaks has increased significantly during this period (p<0.01). Of these 65 outbreaks, 30 (46.2%) involved gastroenteritis. The etiologic agent was identified in 23 (76.7%) of
these 30 outbreaks; 18 (60.0%) of the 30 were associated with swimming or wading pools. Eight (12.3%) of the
65 recreational water-associated disease outbreaks were attributed to single cases of primary
amebic meningoencephalitis caused by
Naegleriafowleri; all eight cases were fatal and were associated with swimming in
a lake (n = seven; 87.5%) or river (n = one; 12.5%). Of the 65 outbreaks, 21 (32.3%) involved dermatitis;
20 (95.2%) of these 21 outbreaks were associated with spas or pools. In addition, one outbreak of Pontiac fever associated with a spa was reported to CDC. Four (6.1%) of the 65 outbreaks involved acute respiratory illness associated with chemical exposure at pools.
Interpretation: The 30 outbreaks involving gastroenteritis comprised the largest proportion of recreational water-associated outbreaks during this reporting period. These outbreaks were associated most frequently
with Cryptosporidium (50.0%) in treated water venues and with toxigenic
Escherichia coli (25.0%) and norovirus
(25.0%) in freshwater venues. The increase in the number of outbreaks since 1993 could reflect improved surveillance
and reporting at the local and state level, a true increase in the number of WBDOs, or a combination of these factors.
Public Health Action: CDC uses surveillance data to identify the etiologic agents, types of aquatics venues,
water-treatment systems, and deficiencies associated with outbreaks and to
evaluatethe adequacy of efforts (e.g., regulations and public awareness activities) for providing safe recreational water. Surveillance data are also used to establish public health prevention priorities, which might lead to improved water-quality regulations at the
local, state, and federal levels.
During 1920--1970, statistical data regarding U.S.
waterborne-disease outbreaks (WBDOs) were collected by different researchers and federal agencies
(1). Since 1971, CDC, the U.S. Environmental Protection Agency (EPA), and the Council
of State and Territorial Epidemiologists (CSTE) have maintained a collaborative surveillance system that tracks the
occurrences and causes of WBDOs associated with drinking water; tabulation of recreational water-associated outbreaks was added to the surveillance system in 1978 (2--7). The surveillance system includes data regarding outbreaks associated with drinking water, recreational water, and other types of water exposures. This
MMWR Surveillance Summary includes data on recreational
water-associated outbreaks that occurred during 2001--2002 and for a previously unreported outbreak that occurred in 1998. Data on drinking water-associated outbreaks are presented in a separate
MMWR Surveillance Summary (8).
These surveillance activities are intended to 1) characterize the epidemiology of WBDOs; 2) identify changing trends in the etiologic agents that caused WBDOs and determine why the outbreaks occurred; 3) encourage public health personnel
to detect and investigate WBDOs; and 4) foster collaboration among local, state, federal, and international agencies on initiatives to prevent waterborne disease transmission. Data
obtained through this surveillance system are useful for identifying
major deficiencies in the provision of safe recreational water. Surveillance information can influence prevention recommendations and research priorities and lead to improved water-quality regulations. However, the statistics reported in this surveillance summary represent only a portion of the burden of illness associated with recreational water exposure. The surveillance information does not include endemic waterborne disease risks, nor are
reliableestimates available of the number
of unrecognized WBDOs and associated cases of illness.
Regulation of Recreational Water
State and local governments establish and enforce regulations to protect recreational water against naturally occurring
or human-made contaminants. Standards for operating, disinfecting, and filtering public swimming and wading pools
are regulated by state and local health departments and, as a result, vary throughout the United States. In 1986, EPA
published guidelines for microbiologic water quality for recreational freshwater (e.g., lakes and rivers) and marine water (9). For freshwater, the guideline recommends that the monthly geometric mean water-quality indicator concentration be <33 CFU/100 mL for enterococci or
<126 CFU/100 mL for Escherichia
coli. For marine water, the guideline recommends that
the monthly geometric mean water-quality indicator concentration be
<35 CFU/100 mL enterococci. States have
latitude regarding their guidelines or regulations and can post warning signs to alert potential bathers until water quality improves. Unlike treated venues, in which disinfection can be used to address the majority of problems with the microbiologic quality of water, contaminated freshwater can require weeks or months to improve or return to normal. However, pools in treated
venues might need to be closed until the water has been adequately treated and filtered or the pool drained and refilled to remove protozoan contamination. Prompt identification of potential sources of contamination and remedial action is necessary to return bathing water to an appropriate quality for recreational use.
EPA's Action Plan for Beaches and Recreational Waters (Beach Watch) was developed as part of the Clean Water
Action Plan (http://www.cleanwater.gov) . The intent of Beach Watch is to assist state, tribal, and local authorities in strengthening and extending programs that protect users of fresh and marine recreational waters. As part of the Beaches Act of 2000, the
U.S. Congress directed EPA to develop a new set of guidelines for recreational water based on new water-quality indicators. In 2002, EPA, in collaboration with CDC, began conducting a series of epidemiologic studies at fresh and
marine water recreational beaches in the United States. The National Epidemiologic and Environmental Assessment of Recreational (NEEAR) Water Study (available at
http://www.epa.gov/nerlcwww/neearnerl.htm) is testing rapid new water-quality
methods that produce results in <2 hours and is correlating these indicators with health effects among beachgoers. The results will be used to develop new EPA water-quality guidelines for freshwater and marine water use.
Public health departments in the states, territories, localities, and the Freely Associated States* (FAS) have
primary responsibility for detecting and investigating WBDOs, which they report voluntarily to CDC by using a standard form (CDC form 52.12, available at
http://www.cdc.gov/healthyswimming/downloads/cdc_5212_waterborne.pdf). The form solicits
data on characteristics of the outbreak, including
person, place, time, and location; results from epidemiologic studies
conducted; specimen and water sample testing; and other factors potentially contributing to the outbreak (e.g., environmental concerns, disinfection, and filtration [Glossary]). CDC annually requests reports from state, territorial, and FAS epidemiologists or persons designated as WBDO surveillance coordinators. Numeric and text data are abstracted from the outbreak form
and supporting documents and entered into a database for analysis.
The unit of analysis for the WBDO surveillance system is an outbreak, not an individual case of a waterborne disease.
Two criteria must be met for an event to be defined as a recreational water-associated disease outbreak. First,
>2 persons must have experienced a similar illness after exposure to water or air encountered in a recreational water setting. This criterion is waived for single cases of laboratory-confirmed primary amebic meningoencephalitis (PAM), single cases of wound infections,
and single cases of chemical poisoning if water-quality data indicate contamination by the chemical. Second,
epidemiologic evidence must implicate recreational water or the recreational water setting as the probable source of the illness.
Recreational settings include swimming pools, wading pools, whirlpools, hot tubs, spas, waterparks, interactive
fountains (Glossary), and fresh and marine surface waters. When outbreak causes are analyzed, outbreaks are separated by venue.
Fresh and marine waters are considered untreated venues. Treated venues refer to the remaining settings; occasionally, a private pool or wading pool involved in an outbreak is a drain-and-fill type with no additional disinfection or treatment.
If primary cases (i.e., illness among persons exposed to contaminated water or air at a recreational water setting) and secondary cases (i.e., illness among persons who became ill after contact with a person with a primary case) are
distinguished on the outbreak report form, only primary cases are included in the total number of cases. If both actual and estimated case counts are included on the outbreak report form, the estimated case count may be used if the population was
sampled randomly or the estimated count was calculated by applying the attack rate to a standardized population.
WBDOs reported to the surveillance system are classified according to the strength of the evidence implicating water as the vehicle of transmission (Table 1). The classification scheme (i.e., Classes I--IV) is based on the epidemiologic and water-quality data provided on the outbreak report form. Epidemiologic data are weighted more than water-quality data. Although outbreaks without water-quality data might be included in this summary, reports that lack epidemiologic data were excluded. Outbreaks of dermatitis, PAM, wound infections, or chemical poisonings are not classified according to this scheme. Weighting of epidemiologic data does not preclude the relative importance of both types of data. The purpose of the outbreak system is not only to implicate water as the vehicle for the outbreak but also to understand the circumstances and system breakdowns that led to the outbreak.
A classification of I indicates that adequate epidemiologic and water-quality data were reported (Table 1). However,
the classification does not necessarily imply that an investigation was conducted optimally, nor does a classification of II, III, or
IV imply that an investigation was inadequate or incomplete. Outbreaks and the resulting investigations occur under
different circumstances, and not all outbreaks can or should be rigorously investigated. In addition, outbreaks that affect fewer
persons are more likely to receive a classification of III rather than I because of the relatively limited sample size available for analysis.
For the reporting period 2001--2002, WBDOs associated with drinking water and with recreational water are
reported separately for the first time. The MMWR Surveillance
Summary for drinking water-associated outbreaks
(8) includes WBDOs related to drinking water and occupational exposures as defined in the methods section of that summary. This MMWRSurveillance Summary includes only outbreaks related to recreational water.
Although outbreaks of Pontiac fever have been included in previous
MMWRSurveillance Summaries, this summary is the first to include outbreaks of Legionnaires disease (LD). Because nearly all outbreaks caused by
Legionella species share characteristics that are distinct from other types of WBDOs, all Legionella outbreaks have been compiled into a single table
in the drinking water-associated outbreak
MMWRSurveillance Summary (8) that identifies the presumed primary use of the water implicated in the outbreak. Although all
Legionella outbreaks are listed in that table, those related to recreational
water exposure are discussed in this summary. Outbreaks of LD that occurred in association with water primarily intended for drinking or occupational use are discussed in the
summary of drinking water-associated outbreaks
During 2001--2002, a total of 65 outbreaks (30 during 2001 and 35 during 2002) associated with recreational water were reported by 23 states (Tables
2--7). (Selected case descriptions are provided in the Appendix). These 65 outbreaks caused illness among 2,536 persons, resulting in 61 hospitalizations and eight deaths. Of the 65 outbreaks, 30 (46.2%)
were outbreaks of gastrointestinal illness (Tables 2 and 3); 21 (32.3%) were outbreaks of dermatitis (Table 4); eight (12.3%) were outbreaks of meningoencephalitis; and six (9.2%) were outbreaks of acute respiratory illness (including one of
unknown etiology, one of Pontiac fever, and four caused by chemical exposure) (Tables 5 and 6).
The median outbreak size was 15 persons (range: 1--767). Although outbreaks were distributed throughout the
United States (Figure 1), Florida and Minnesota reported the largest number of outbreaks (seven and nine, respectively).
Outbreaks occurred throughout the calendar year
(Figure 2) but peaked during warm weather months (May--August).
Of the 30 outbreaks involving gastrointestinal illness, 23 (76.7%) occurred during the summer (June--August); the eight cases of PAM also occurred during June--August (Figure 2).
Of the 65 recreational water outbreaks, 21 (32.3%) were associated with fresh water and 44 (67.7%) with treated
(e.g., chlorinated) water (Table 7). Of the 30 outbreaks of gastroenteritis, 12 (40.0%) were associated with fresh or surface water and 18 (60%) with treated (e.g., chlorinated) water venues (Figure 3).
The infectious agent was identified or suspected in 53 (81.5%) of the 65 recreational water-associated outbreaks (Table 7). Of the 30 outbreaks involving gastroenteritis, 12 (40.0%) were caused by parasites, six (20.0%) by bacteria, and five (16.7%) by viruses; the remaining seven (23.3%) were of unknown etiology (Figure 3) (Table 7).
Cryptosporidium species remained the most common cause of outbreaks associated with treated swimming water (50.0%), and toxigenic
E. coli serotypes and norovirus were the most commonly identified causes (25.0% each) of outbreaks associated with fresh water exposure (Figure 3).
The etiologic agent was suspected or identified in 34 (97.1%) of the 35 nongastroenteritis-related recreational outbreaks:
18 were caused by Pseudomonasaeruginosa, eight by Naegleriafowleri, one by Legionella species, one by Bacillus species, one by
Staphylococcus species, one by avian schistosomes, and four by chlorine-based pool chemicals (Tables 4--7). One outbreak of unknown etiology was consistent with
Legionella species on the basis of observed symptoms resembling Pontiac fever and
the epidemiologically implicated mode of transmission.
Parasites. Of the 12 parasitic recreational water-associated outbreaks of gastroenteritis, 11 (91.6%) were caused
by Cryptosporidium species, and one was caused by
Giardia intestinalis. Nine (75.0%) of these 12 parasitic outbreaks
occurred in chlorinated venues.
During the 2001--2002 summer swim seasons, three outbreaks of
Cryptosporidium species occurred that were related to
fecal contamination; each outbreak affected >100 persons. In July 2001, an outbreak occurred in a Nebraska community, causing 157 illnesses. In this outbreak, contamination was introduced into a wading pool by a fecal accident and subsequently spread via infected swimmers to multiple community pools. At an Illinois waterpark (July 2001), 358 persons became ill
with cryptosporidiosis after the introduction of fecal contamination into facility pools. A sustained outbreak of
cryptosporidiosis (July 2002) at a Massachusetts health club sickened 767 persons. Epidemiologic evidence indicated that infections associated with pool use occurred throughout the summer, with transmission peaking during a heat wave in mid-August.
Bacteria. Six recreational water-associated outbreaks of gastroenteritis were attributed to bacterial pathogens, three of which were linked to freshwater sources. Twenty cases
(Minnesota, July 2001) of E. coli O157:H7 occurred among persons who
had visited a lakefront beach located in a metropolitan area. The environmental investigation at the lake identified high fecal coliform levels, and the beach was closed for the rest of the season. Five of the ill persons subsequently
reported attending child care centers during or shortly after their illness, and a secondary outbreak resulted.
Three bacterial outbreaks of gastroenteritis (two of
Shigella sonnei and one of E. coli O157:H7) occurred in venues
using chlorinated tap water with no additional disinfection. In June 2001, an outbreak of S. sonnei in Iowa affected 45 persons, and 24 secondary infections occurred (10). Illnesses were linked epidemiologically to use of a drain-and-fill municipal
wading pool. The pool was filled each day with drinking water, had no recirculation or disinfection system, and was frequented
by diaper-aged children. Pool water tested positive for fecal coliforms (Glossary) and
E. coli. Subsequent to the outbreak, a communitywide outbreak of shigellosis involving multiple local child care centers occurred. Another outbreak (Maine, July 2002) affecting nine persons at a private home was caused by
E. coli O157:H7 in a toddler wading pool. One child
was hospitalized. The pool was filled with tap water but was not additionally treated (i.e., filtered or recirculated). High
bather density and a fecal accident might have contributed to the outbreak. In July 2001 in Colorado, 33 persons were infected by S. sonnei after exposure to an interactive fountain, which was at sidewalk level with no barriers to public access. The fountain, which was used frequently for recreation, especially by young children, used chlorinated city water that was recirculated with no additional treatment.
Viruses. During 2001--2002, five recreational
water-associated outbreaks of gastroenteritis were attributed to norovirus (Glossary), causing illness in 146 persons. An outbreak of gastroenteritis in July 2001 in Minnesota that
affected 40 persons was linked to a community swimming beach at a lake. Epidemiologic evidence indicated that this waterborne outbreak might have been part of a larger communitywide norovirus outbreak occurring during that time. An outbreak (Wisconsin,
July 2002) of 44 primary cases was reported among persons swimming at a Lake Michigan state park, and 22 secondary cases were reported among park visitors. Of the 44 persons with primary cases, 21 (49%) continued to use the beach and swim
after illness onset. Although the majority of illnesses were consistent with norovirus infection, the outbreak was attributed to three pathogens: norovirus, S. sonnei, and
Cryptosporidium species. The county health department closed the beach to swimming after finding 2,419
E. coli CFU/100 mL in beach water samples. Water samples collected before the outbreak had
not exceeded EPA's 235 CFU/100 mL single-sample maximum guideline. Although the source of the fecal contamination was
not identified, multiple sources were suspected; high levels of bacteria in Lake Michigan can also be affected by weather conditions and low lake levels. The same beach was closed on five other occasions during the summer when water samples exceeded
the guideline; each closing occurred <48 hours after a rainfall event. This is the first documented outbreak associated with use of a Great Lakes beach since this surveillance system was created.
Two outbreaks of norovirus infection were associated with swimming pools. In one such outbreak, 36 persons
(Minnesota, March 2002) associated with three youth sports teams became ill after swimming in a hotel pool and spa.
Other. During 2001--2002, seven recreational water outbreaks involving gastroenteritis of unknown etiology were reported, including four in swimming pools, two in lakes, and one in a water puddle. In one outbreak (New Hampshire, August 2001), 42 children became ill with nausea, vomiting, and diarrhea after swimming in a state park lake.
Oscillatoria was isolated from the lake water in high concentrations, which was consistent with the clinical symptoms manifested. An estimated 33 children became ill (Maine, November 2001) after playing in a large puddle, an activity not usually associated with illness. The puddle was caused by an overflowing septic tank and excessive rain; high levels of
E. coli were identified in the water.
Dermatitis. During 2001--2002, a total of 21 outbreaks of dermatitis were identified (Table 4). An outbreak in
Oregon during 2002 that sickened 19 persons was associated with swimming in freshwater lakes and rivers and was consistent
with cercarial dermatitis (Glossary).
The 20 remaining outbreaks were associated with pool and spa use and affected 416 persons.
P. aeruginosa was confirmed in water or filter samples from eight outbreaks, three of which also had a clinical isolate of
P. aeruginosa. In the remaining 12 outbreaks,
Pseudomonas was suspected on the basis of the clinical syndrome and setting. In eight dermatitis outbreaks,
the affected persons (e.g., members of youth sports teams traveling for a tournament or persons attending birthday parties)
were attending events at a hotel and used a hotel spa during the event.
In multiple outbreaks in Pennsylvania (May 2001), participants in a youth soccer tournament had folliculitis
(Glossary), and >3 different local hotel spas were implicated. Although 64 cases were identified, officials estimated that >150 persons became ill. Determining the number of affected persons was difficult because players from other states participated in
the tournament. Contributing factors to these outbreaks included inadequate spa maintenance, nonadherence to the bather load limit, and failure to shower before and after spa use.
Meningoencephalitis. Eight cases of laboratory-confirmed PAM attributed to
N. fowleri occurred during 2001--2002 (Table 5). All eight persons died from infection after having summertime contact with lake or river water. In three cases, the infected person was reported to have had contact with sediment from the lake or river bottom while diving or stirring up
the soil (11).
Chemical. During 2001--2002, four outbreaks that affected 102 persons were attributed to chemical exposure
in recreational water settings (Table 6). Two outbreaks that occurred in outdoor pool settings were attributed to buildup
of chloramines (Glossary), a class of disinfection byproducts/irritants
(12--14). In pools, chloramines result from
the combination of chlorine used for disinfection and organic compounds (e.g., saliva, perspiration, urine, body oils) deposited
in the water. Chloramines can accumulate in the pool water and volatilize into the air. In indoor pools with
inadequate ventilation, levels can increase to the point that respiratory irritation occurs; contact with water with high levels can cause dermatitis and irritation of mucous membranes
(12--14). In October 2002, a total of 32 hotel guests in West Virginia
who were exposed to an indoor pool and surrounding area reported symptoms of cough, eye and throat irritation, and
difficulty breathing. The proportion of exposed persons who became ill increased with duration of indoor pool air or water exposure. Illness was likely caused by the buildup of chloramines in the pool area.
Two chemical outbreaks were related to respiratory exposures to chlorine gas at swimming pools. In Alaska
(September 2002), a maintenance worker mistakenly mixed chlorine and hydrochloric acid, leading to the release of chlorine gas, and in Ohio (June 2002), workers failed to shut down the chlorine feed system during waterline repairs.
Other. One outbreak of acute respiratory illness identified as Pontiac fever (Illinois, 2002) sickened 68 persons and
was linked epidemiologically to use of a hotel spa (Table 5).
Another outbreak (Georgia, June 2002) involved acute
respiratory infections of unknown etiology. Four persons affected in this outbreak reported symptoms that included nausea, headache, chills, and fever after bathing in a spa at a private residence. Although urine specimens were tested for
L. pneumophila, no infectious agent was identified.
Previously Unreported Outbreaks
A previously unreported recreational water-associated outbreak occurred in Colorado in June 1998. Five family
members became ill with nontuberculous mycobacterial respiratory disease; two were hospitalized
(15). Illness was linked epidemiologically and environmentally to an in-home spa exposure, both by contact and inhalation. Multiple species of nontuberculous mycobacteria were isolated from the spa
water, including Mycobacterium avium complex and
M. fortuitum. Inadequate disinfection levels, lack of monitoring of pH and disinfection levels, and having the spa inside the living area
were contributing factors to this outbreak. This type of spa-associated pneumonitis has been described previously
Trends in Outbreak Reporting
The number of recreational water-associated outbreaks has increased significantly since
1993(Pearson's correlation = 0.77; p<0.01) and is at the highest 2-year level (65 outbreaks for 2001--2002, compared with 59 outbreaks for 1999--2000 ) since CDC began receiving such reports in 1978 (Figure 4). The increase since 1993 is also significant for reported
outbreaks of gastrointestinal illness (Pearson's correlation = 0.67; p = 0.034) (Figure 5) and for outbreaks of nongastrointestinal
(Pearson's correlation = 0.74; p = 0.014). Whether this reflects a true increase in the number of outbreaks or reflects
increasing attendance at aquatics venues (e.g., waterparks,
), increased recognition of the potential health concerns associated
with recreational water (which has led to improved surveillance and investigation), or a combination of these factors is
unknown. Factors influencing the sensitivity of this reporting system have been discussed previously
(2). The increased reporting of gastrointestinal illness outbreaks since 1993 might reflect a true increase in the number of outbreaks occurring. This is indicated because the reported increase is associated primarily with treated venues (Figure 6) as a result of contamination
of pool water by Cryptosporidium (Figure 7), reflecting the emergence of the naturally chlorine-resistant
Cryptosporidium as a human pathogen since 1980
(18). In contrast, the high numbers of outbreaks
reported by Florida and Minnesota might be attributable to enhanced surveillance and investigative activities rather than to a higher incidence of WBDOs compared with other states.
One key limitation of the data collected as part of the WBDO surveillance system is that the information pertains only
to disease outbreaks rather than endemic illness. The epidemiologic trends and water-quality concerns observed in
outbreaks might not necessarily reflect or correspond with trends associated with endemic waterborne illness. To address this
problem, EPA and CDC are collaborating on the NEEAR Water Study to assess the magnitude of waterborne illness
associated with routine, nonoutbreak-associated exposure to marine and freshwater recreational areas.
Fecal contamination of recreational water that can lead to outbreaks of gastroenteritis occurs through different
means. Because swimming is essentially communal bathing, rinsing of soiled bodies and fecal accidents from swimmers can cause contamination of the water. Unintentional ingestion of recreational water contaminated with pathogens can then lead to gastrointestinal illness, even in nonoutbreak settings
(19,20). Fresh and marine waters are also subject to fecal
contamination from point sources (i.e., sewage releases), watersheds (i.e., runoff from agricultural, forest, and residential areas), and floods. Wild and domestic animals, as well as infected
humans, can be sources of certain pathogens, including Giardia intestinalis,
Cryptosporidium, and toxigenic E.
coli. Weather conditions (e.g., wind, rain, and drought) can also affect the water quality,
and high air temperatures can cause overcrowding and decreased
water quality in pools and lakes.
Of the 65 recreational WBDOs reported during 2001--2002, the largest proportion reported
(46.2%) involved gastroenteritis, compared with 61.0% during 1999--2000
(2). As during the previous reporting
period, Cryptosporidium accounted for the largest percentage of outbreaks involving gastroenteritis (36.7%)
(Figure 3) (Table 7). Of the 30 outbreaks involving gastrointestinal illness, 18 (60.0%) occurred in treated systems (i.e., pools). In treated venues, 50% of the outbreaks were attributed to
Cryptosporidium (Figure 3). During 1993--2002,
Cryptosporidium accounted for >65% of outbreaks occurring in treated venues (Figure 7).
Unlike other organisms, which are more susceptible to the levels of chlorine typically maintained in a pool, Cryptosporidium oocysts (Glossary) are highly
chlorine-resistant and require increased levels of chlorine and longer contact times
(Glossary) with chlorine for inactivation.
Cryptosporidium can survive for days in public
health--mandated chlorine concentrations required for pools (1--2 ppm free chlorine). Certain outbreak reports noted inadequate pool maintenance as a contributing factor to the outbreak. Although low chlorine levels are unlikely to have been the cause of cryptosporidiosis outbreaks,
the deficiency serves to indicate deterioration of water quality caused by overcrowding or the introduction of fecal contamination.
The frequent reporting of low chlorine levels in outbreaks indicates a disturbing lack of awareness among pool
operatorsconcerning the role of chlorine and pH control as the major protective barrier against infectious disease transmission in pools. In addition, inadequate disinfectant levels in any pool increases the risk for transmission of chlorine-susceptible
pathogens (e.g., E. coli O157:H7 and Shigella
species) if an infected swimmer contaminates the pool. Analysis of >22,000
pool-inspection records indicated that the majority of pool inspections had
>1 pool code violation for water quality,
recirculation system, or pool management, and 8.3% of inspections resulted in immediate pool closure
(21). This emphasizes the need for increased vigilance to ensure that pool operators and staff are appropriately trained regarding the need to follow guidelines (available at
http://www.cdc.gov/healthyswimming/poolstaff.htm) to prevent the spread of recreational water illnesses and
to ensure proper pool maintenance (i.e., disinfection, pH control, and filtration)
The treated-venue outbreaks of chlorine-susceptible pathogens (e.g.,
S. sonnei and E. coli O157:H7) reported in
this summary all occurred in pools that were not adequately chlorinated. Two
S. sonnei outbreaks were in public venues (i.e.,
interactive fountain without water treatment and a drain-and-fill wading pool), which underscores the need for health authorities and operators to be vigilant about the
necessity for including disinfection and filtration in all
designs for public swimming venues (including interactive fountains and wading pools) that are easily used and accessed by the public, particularly young children. The outbreak of
E. coli O157:H7 occurred in a home wading pool with no disinfection
or filtration. The use of tap water to fill these wading pools means that the water is essentially untreated upon filling (i.e., when unchlorinated tap water from a home well is used) or shortly thereafter (i.e., when chlorinated tap water is used, and
the chlorine dissipates rapidly) and offers little protection against the spread of pathogens. Thus, these venues present a high risk for exposure if persons ill with diarrhea swim and fecal contamination occurs. These pools should be used with caution and, at a minimum, should be drained and cleaned after each use. Education of
users should alert them to the potential for
disease transmission and stress that children with diarrhea should refrain from swimming in them. Use of these pools in
institutional settings (e.g., child care centers that have substantial numbers of toddler and diaper-aged children) should be avoided.
Use of recreational water venues can lead to amplification of disease and to communitywide transmission. Communal use
of recreational water makes it ideal for amplification of enteric illness circulating in communities. Whether swimming venues serve as the initial exposure event or an intermediary
amplification mode for community enteric illness, public health
officials might wish to alert pool operators, child care centers, schools, and other establishments that include recreational water facilities when increases in enteric illness are noted in the community. These community alerts would serve to
increase awareness and improve vigilance regarding
maintenance and water-quality parameters (i.e., disinfection, pH levels,
and filtration) needed to prevent further amplification of most enteric pathogens.
During 2001--2002, a total of 12 gastroenteritis outbreaks were reported after freshwater exposure. Certain outbreaks occurred in beach areas that had substantial numbers of families bathing and swimming in the water. A common
element noted in these reports was the presence of diaper-aged children in the water, diaper changing on the beach, and washing of young children in the water. Reports of infants and children swimming when they have diarrhea is a problem common
to both freshwater systems and treated venues. Although health communication messages have been targeted in the past
for treated venues, similar messages should be provided to those who swim in fresh or marine water venues. As part of its Beaches Action Plan, EPA is developing guidelines and information for users of fresh and marine waters (available
Use of untreated geothermal or hot spring water in recreational venues should be examined closely by public health officials. In one outbreak of cryptosporidiosis (Wyoming, 2001), untreated hot spring water was used to fill flow-through swimming pools. Hot springs, which feature high levels of minerals and elevated temperatures, are potentially ideal venues for pathogen growth (e.g., Naegleria, Acanthamoeba,
and Legionella) or contamination by users with enteric illness. Two outbreaks
of gastroenteritis have been reported previously at waterparks that
useduntreated mineral spring water
(2,4). Compared with disinfected pools, these geothermal water-supplied pools pose an increased risk to swimmers because of their confined volume and lack of disinfection and filtration. Improved consumer education about the natural state of this water, guidelines to
raise awareness about swimmer hygiene and health restrictions, and exploration of supplementary treatment might help
prevent future outbreaks in these enclosed, untreated mineral-water pools.
The number of norovirus outbreaks increased from three during 1999--2000 to five during 2001--2002
(2). This increase might be attributable to improvements in the awareness, availability, and use of laboratory detection methods
for norovirus over previous years. During 2001--2002, tests for norovirus and other possible agents of viral origin appeared to be more routinely performed and documented in the outbreaks
that were reported to CDC compared with previous
reporting periods. A viral etiology was suspected in certain outbreaks of acute gastrointestinal illness of unknown etiology. Viral outbreaks are still likely to be underreported
because improved technology for detection of viruses in stool and water
samples is still not widely practiced. Investigators are encouraged to submit clinical specimens to CDC or state laboratories that conduct these tests. Guidelines for collecting stool specimens for identification of viral pathogens are available from CDC (23). Investigators are also encouraged to contact CDC and EPA regarding testing of water samples.
Outbreaks Involving Dermatitis
This summary describes 21 outbreaks of dermatitis, continuing the increase in reported outbreaks documented in
the previous two summaries (1997--1998: eight outbreaks
; 1999--2000: 15 outbreaks ). Of the 21 dermatitis outbreaks,
20 (95.2%) were associated with spa or pool use, and 18 were thought to result from P. aeruginosa infections. In addition to
infections, spas have also been associated with ear infections (Pseudomonas), Pontiac fever/acute respiratory illness
(Legionella), and a previously unreported outbreak of Mycobacterium avium complex/M.
fortuitum (15). The majority of these
reports noted inadequate disinfection of the water or deficient maintenance. Because the higher temperatures commonly used in spas deplete disinfectant levels at a more rapid rate, greater vigilance is required to maintain optimal spa
water-quality parameters. Analysis of data from 5,209 spa inspections indicated that 2,958
(56.8%)identified >1 violation, and 11% of spa
inspections resulted in immediate closure
(24). This finding highlights the need for spa operators to actively check and maintain
adequate disinfectant levels and other maintenance parameters. Strict adherence to maintaining
optimal spa water quality (free chlorine: 3--5 ppm; pH: 7.2--7.8) should prevent the majority of such outbreaks (25).
Eight reported outbreaks of spa-associated rashes occurred among persons attending events (youth sports tournaments or birthday parties) who were exposed at hotel facilities during the events. These outbreaks might have been detected because the close relationship among event participants
allowed discussion of shared illness and facilitated reporting. However,
outbreak reports also cited inadequate disinfection, bather overload, and improper hygiene (no showering after activities and before water entry) as contributing factors to these outbreaks. Combining inadequate maintenance with substantial numbers of users who can easily overload the disinfection capacity of the spa water might facilitate bacterial amplification and the spread
of disease. As a result, spa and pool operators should consider enhancing maintenance
levels, making water-quality checks more frequently, enhancing health education, and enforcing bather loads, particularly during heavy bather use (e.g., large sports tournaments or other events).
One presumed outbreak of cercarial dermatitis occurred among persons who swam in a freshwater lake. This syndrome
is caused by an allergic response after penetration of the epidermis by avian larval schistosomes. Although the extent of
the problem of cercarial dermatitis caused by freshwater
exposure is unknown, it probably occurs more frequently than is
reported to the WBDO surveillance system. Schistosomes occur naturally in ecosystems in which snails, birds, or aquatic mammals coexist, and a substantial number of freshwater lakes in the United States are therefore potential sources of illness among swimmers. To prevent further illnesses, swimmers should pay careful attention to where they swim, avoid shallow
swimming areas known to be snail habitats in lakes associated with cercarial dermatitis (particularly areas with onshore winds), and report any incidents to their local health department
Outbreaks Involving PAM
The eight deaths associated with PAM reported during 2001--2002 were all linked to freshwater exposure. Typically,
these infections are associated with swimming in freshwater bodies in the late summer months because the free-living ameba
N. fowleri is thermophilic (i.e., it proliferates in warmer waters). The amebae are believed to enter through the nasal passage
and then travel to the olfactory lobe of the brain. The mortality associated with infection by
N. fowleri, particularly among young children, indicate that greater resources should be devoted to educating the public and investigating the efficacy of potential prevention measures. To reduce risk, swimmers might wish to avoid swimming in freshwater venues when water
temperatures are high and water levels are low, and should minimize forceful entry of water up the nasal passages during jumping or
diving activities (i.e., by holding one's nose or wearing nose plugs) and avoid digging in the sediment while under water (11).
Outbreaks Associated with Chemical Exposure
Four outbreaks resulted from chemical exposures in treated aquatics venues resulting in acute respiratory symptoms. Two were a result of release of chlorine gas (used for disinfection) subsequent to improper maintenance and handling.
The extreme health effects that might be caused by exposure to chlorine gas underscore the need for better training of
pool operators who deal with gaseous chlorine as part of their daily activities. Two other outbreaks appeared to be related to accumulation of chloramines, a class of pool disinfection chemical byproducts or irritants
(12--14), in the water and air surrounding indoor pools. These outbreaks illustrate that
optimal indoor air quality at pools is critical to a safe and
healthy swimming experience (12--14). More data are needed on indoor pool air quality so air-handling systems can be better designed to rid these venues of contaminating chloramines. Pool
operators should be made aware that ventilation of
these disinfection byproducts is key to avoiding future outbreaks and that effective pool management and education of swimmers about safe hygiene practices (e.g., showering
before swimming and refraining from urinating in the pool) will
minimize chloramine formation.
The mechanism for reporting chemical outbreaks is not as straightforward as it is for infectious disease
outbreaks. Because communicable disease specialists are in different sections of health departments or in different agencies from environmental health or emergency response personnel, they might not learn about acute recreational water-related chemical exposures. As a result, water-related chemical outbreaks are more likely than infectious disease outbreaks to be underreported. Closer communication and cross-training
between these groups to recognize and investigate outbreaks might serve to
improve future detection and reporting.
Prevention and control of recreational water-associated outbreaks requires a multifaceted approach. This approach
should combine appropriate public health practices, environmental remediation, improved beach/pool maintenance and staff training, and enhanced education of the swimming public about infectious disease transmission at aquatic venues combined with simple, implementable protection measures.
Data collected as part of the national WBDO surveillance system are used to describe the epidemiology of
waterborne diseases in the United States. Identification of the etiologic agents and deficiencies responsible for these outbreaks is also critical because new trends might necessitate different interventions and changes in policies and resource allotment.
Surveillance for waterborne agents and outbreaks occurs primarily at the local and state level. Local and state public
health authorities should be able to detect and recognize recreational water-associated outbreaks and implement
appropriate prevention and control measures. Improved communication among local and state public health
departments, regulatory agencies, recreational water facilities, and the public would aid the detection and control of outbreaks. Routine reporting or sharing of inspection data between environmental
health, infectious disease, and surveillance staff located within one or
more agencies at the local or state level and with agencies in neighboring jurisdictions is recommended.
When an outbreak occurs, the timely collection of clinical specimens and water samples for testing and commencement
of an environmental investigation might lead to more rapid detection of the etiologic agent and the source of
water contamination. However, the course of an investigation reflects the ability and capacity of public health departments
and laboratories to recognize and investigate potential outbreaks of illness. Even when personnel are available to investigate a potential outbreak in a timely manner, investigations cannot always be completed thoroughly. WBDO investigations
typically require input from persons trained in different disciplines, including infectious disease epidemiology,
environmental epidemiology, clinical medicine, sanitation, water engineering, and microbiology. Either further cross-training of existing personnel needs to be implemented, or additional personnel and resources need to made available or linked to those
who typically investigate reports of WBDOs.
State health departments can request epidemiologic assistance and laboratory testing from CDC to investigate WBDOs. CDC and EPA can be consulted regarding engineering and environmental aspects of recreational water treatment
and collection of large-volume water samples to identify pathogenic viruses, bacteria, and parasites, which require special protocols for their recovery. Requests for tests for viral organisms should be made to CDC's Viral Gastroenteritis Section, Respiratory and Enterovirus Branch, Division of Viral
and Rickettsial Diseases, National Center for Infectious Diseases (NCID), at
404-639-3577. Requests for information or testing for
Legionella should be made to CDC's Respiratory Diseases Branch,
Division of Bacterial and Mycotic Diseases, at 404-639-2215. Requests for tests for parasites should be made to CDC's Division of Parasitic Diseases, NCID, at 770-488-7756.
Additional information is available from
CDC's Healthy Swimming website at http://www.healthyswimming.org, which includes recreational water
health communication and education materials for the general public and pool maintenance staff (e.g.,
information regarding disinfection, guidelines on response to fecal accidents
, and fact sheets concerning recreational water
illnesses); technical information regarding laboratory diagnostics; and an outbreak investigation toolkit that can be used by
public health professionals;
The authors thank the following persons for their contributions to this report: state waterborne-disease surveillance coordinators; state epidemiologists; Robert Tauxe, M.D., Matt Moore, M.D., M.P.H., Barry Fields, Ph.D., Eric Mintz, M.D., M.P.H., Rachel
Woodruff, M.P.H., Division of Bacterial and Mycotic Diseases, NCID, CDC; Marc-Alain Widdowson, M.A., Vet.M.B., M.Sc., Division of Viral and Rickettsial Diseases, NCID, CDC; Matthew Arduino, Dr.P.H., Joe Carpenter, Division of Healthcare Quality and
Promotion, NCID, CDC; Mark Eberhard, Ph.D., James Maguire, M.D., Adria Prosser, Ph.D., Jacquelin Roberts, M.P.H., Division of Parasitic Diseases, NCID, CDC; Lorraine Backer, Ph.D., Mark McClanahan, Ph.D, Division of Environmental Hazards and Health Effects, NCEH, CDC.
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